Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gerald Orville Bevens Jr.LPL Financial LLCINVEST Financial Corporation$15002-14-2018
Richard Allen MartinLPL Financial LLCINVEST Financial Corporation$10002-14-2018
Harry Randall ArrowoodLPL Financial LLCINVEST Financial Corporation$9102-14-2018
Craig Ryan SeligmanLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Charles Timothy OwensLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Joel Terrell SwaimLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Darin Andrew StevensLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Thomas Andrew Padgett Sr.LPL Financial LLCINVEST Financial Corporation$5002-14-2018
Akbar Kassamali KassamLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Paul Grady Moss IIILPL Financial LLCINVEST Financial Corporation$5002-14-2018
Deric Bernard GovernaleLPL Financial LLCINVEST Financial Corporation$3202-14-2018
Allison Carrie McCurryLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Gary Warren DorseyLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Thomas Wayne GayLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Jason William NealLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Chad Spencer WilliamsLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Jaime Grimes HuffmanLPL Financial LLCINVEST Financial Corporation$1902-14-2018
Steven Marshall JulianLPL Financial LLCINVEST Financial Corporation$1302-14-2018
Vicki Lynn HudsonLPL Financial LLCINVEST Financial Corporation$1002-14-2018
Michael Louis KoltzLPL Financial LLCINVEST Financial Corporation$1002-14-2018
Clint Michael FarabaughLPL Financial LLCINVEST Financial Corporation02-14-2018
William Paul BelcherLPL Financial LLCINVEST Financial Corporation02-14-2018
Sharon Faye MillerLPL Financial LLCINVEST Financial Corporation02-14-2018
Thomas Michael ButtsLPL Financial LLCINVEST Financial Corporation02-14-2018
Susan Hall SimontonLPL Financial LLCINVEST Financial Corporation02-14-2018
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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