Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Henra Hosea ChennaultWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-02-2018
Matthew Ryan StuckeRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15001-25-2018
Gregg Matthew CorsoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15009-15-2017
Jared Connor GrayMorgan StanleyJ.P. Morgan Securities LLC08-07-2017
Jerry Antonio King IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-18-2017
Joseph Valentino SotoSunTrust Investment Services, Inc.J.P. Morgan Securities LLC07-07-2017
Utkarsha BanerjeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-28-2017
Jeremy Lyle WintersVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC$106-12-2017
Will Abdul HaleyWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-08-2017
Santo Lawrence BlumkeFSC Securities CorporationJ.P. Morgan Securities LLC12-01-2016
Matti Birge GordonSunTrust Investment Services, Inc.J.P. Morgan Securities LLC10-18-2016
Patricia Angel RobertsSunTrust Investment Services, Inc.J.P. Morgan Securities LLC10-13-2016
Lyndon Joseph ZingaleSunTrust Investment Services, Inc.J.P. Morgan Securities LLC07-28-2016
Jarrett Eugene HindrewWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-10-2016
Eric Christopher BarbourWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-25-2016
Lee StennesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-08-2016
Kevin William VogelMorgan StanleyJ.P. Morgan Securities LLC03-21-2016
Randall Rogers Bryan Jr.Raymond James & Associates, Inc.J.P. Morgan Securities LLC03-03-2016
Alexander D WattsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-22-2016
Andre Clyde SandersWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-20-2016
Derek Maurice LawsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1012-04-2015
Margaret Elizabeth MahoneWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-02-2015
Michael Howard RadetskyUBS Financial Services Inc.J.P. Morgan Securities LLC$19709-30-2015
Danilo Syriaque AlerteWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-17-2015
Seth Jeremy CohenWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-17-2015
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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