Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Carl ToddOppenheimer & Co. Inc.J.P. Morgan Securities LLC11-08-2019
Benito Canales IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15010-22-2019
Kayla Rochelle HennisFarmers Financial Solutions, LLCJ.P. Morgan Securities LLC09-30-2019
Wesley Andrew PritchettWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC09-13-2019
Frank Greenfield LankfordCiti Private Advisory, LLCJ.P. Morgan Securities LLC07-05-2019
Lawrence D. QuinnCiti Private Advisory, LLCJ.P. Morgan Securities LLC06-24-2019
Jacob Steven PiotraczkRaymond James & Associates, Inc.J.P. Morgan Securities LLC06-11-2019
Margaret Ann CoxWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC03-14-2019
Jacqueline Rady MironDevelopment Corporation For IsraelJ.P. Morgan Securities LLC03-05-2019
Anika Syeda FarhatPFS Investments Inc.J.P. Morgan Securities LLC09-25-2018
Jeffrey Stephen Diamondtru Independence Asset Management, LLCJ.P. Morgan Securities LLC09-24-2018
Zachary Aaron Morristru Independence Asset Management, LLCJ.P. Morgan Securities LLC09-20-2018
Robert Ryan ProssOppenheimer & Co. Inc.J.P. Morgan Securities LLC08-07-2018
Tiberiu T. MarianMorgan StanleyJ.P. Morgan Securities LLC05-11-2018
Henra Hosea ChennaultWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC05-02-2018
Matthew Ryan StuckeRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15001-25-2018
Brandon Jamarr FicklinNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC$10012-06-2017
Gregg Matthew CorsoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15009-15-2017
Jared Connor GrayMorgan StanleyJ.P. Morgan Securities LLC08-07-2017
Tamika Nichole FootePFS Investments Inc.J.P. Morgan Securities LLC07-20-2017
Jerry Antonio KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-18-2017
Joseph Valentino SotoSunTrust Investment Services, Inc.J.P. Morgan Securities LLC$10007-07-2017
Utkarsha BanerjeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-28-2017
Jeremy Lyle WintersVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC$30006-12-2017
Will Abdul HaleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC03-08-2017
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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