Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William George YangCape Securities Inc.J.P. Morgan Securities LLC04-26-2016
Gregg Matthew CorsoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-15-2017
Jerry Antonio KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-18-2017
Alexander D WattsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-22-2016
Rasheeda Safiyah ZamudioMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-19-2014
John Stockton HillMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-20-2012
Christina P. ClarkMorgan StanleyJ.P. Morgan Securities LLC$5008-05-2015
Sherry M. PerchikMorgan StanleyJ.P. Morgan Securities LLC01-30-2015
Angelina Marie FuntanillaMorgan StanleyJ.P. Morgan Securities LLC$15002-27-2012
Robert Ryan ProssOppenheimer & Co. Inc.J.P. Morgan Securities LLC08-07-2018
Stephen David MimbsPNC InvestmentsJ.P. Morgan Securities LLC01-09-2015
Jacob Steven PiotraczkRaymond James & Associates, Inc.J.P. Morgan Securities LLC06-11-2019
Matthew Ryan StuckeRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15001-25-2018
James Hamilton WeymouthRaymond James & Associates, Inc.J.P. Morgan Securities LLC$10007-02-2014
Edward Charles Baldwin Sr.Raymond James & Associates, Inc.J.P. Morgan Securities LLC08-13-2013
Michael Howard RadetskyUBS Financial Services Inc.J.P. Morgan Securities LLC$10009-30-2015
David Robert TrickerUBS Financial Services Inc.J.P. Morgan Securities LLC09-17-2013
Jeremy Lyle WintersVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC06-12-2017
Henra Hosea ChennaultWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-02-2018
Lee StennesWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-08-2016
Andre Clyde SandersWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-20-2016
Derek Maurice LawsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1012-04-2015
Margaret Elizabeth MahoneWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-02-2015
Seth J. CohenWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-17-2015
Patrick Michael PetersonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-11-2015
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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