Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffery Paul PaulsenWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$1,50007-12-2017
Sandy Meyer LeffCarter, Terry & Company, Inc.Janney Montgomery Scott LLC10-06-2016
Wayne Harris SandersCape Securities Inc.Janney Montgomery Scott LLC03-03-2016
Richard P. PeranoRegister Financial Associates, Inc.Janney Montgomery Scott LLC$2512-09-2015
Jody Lynn PedrianaOppenheimer & Co. Inc.Janney Montgomery Scott LLC10-23-2015
Robert M. PurvisJFB Holdings CorpJanney Montgomery Scott LLC03-12-2015
Gregory Alan LesterRaymond James Financial Services, Inc.Janney Montgomery Scott LLC$2504-04-2014
Gary Richard NeigebornAmeriprise Financial Services, LLCJanney Montgomery Scott LLC$5011-08-2013
Gwyndolyn Lee StowellMorgan StanleyJanney Montgomery Scott LLC11-01-2013
Anthony Joseph EmanuelWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC$5004-05-2013
Peter Cook RubincamTriad Advisors LLCJanney Montgomery Scott LLC02-05-2010
Kevin Gerard HaaseScott & Stringfellow, LLCJanney Montgomery Scott LLC$5012-15-2009

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.