Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas D. LewisCetera Investment Services LLCLPL Financial LLC$5004-01-2019
Michael Aldrich HarperEdward JonesLPL Financial LLC$111-30-2018
Howard French Daugherty Jr.Synovus Securities, Inc.LPL Financial LLC$2510-29-2018
Angela Rene RehkopGeneos Wealth Management, Inc.LPL Financial LLC$17107-24-2018
Jason Rocco D'AmelioIFS SecuritiesLPL Financial LLC07-03-2018
Shane Harold SiedermanIFS SecuritiesLPL Financial LLC07-03-2018
John Steven MasinkoCUSO Financial Services, L.P.LPL Financial LLC$10004-05-2018
Katrina Bowers FalkeFortis Group Advisors LLCLPL Financial LLC03-01-2018
Thomas H. RussellPeachCap Securities, Inc.LPL Financial LLC09-07-2017
Jason Lee HesterWells Fargo Clearing Services, LLCLPL Financial LLC05-22-2017
Thomas Steven BarnesIFG Advisory, LLCLPL Financial LLC05-02-2017
Matthew Ryan GoyenCannon Securities, Inc.LPL Financial LLC$2503-01-2017
Jeffrey C MorrisCPA Allies, LLCLPL Financial LLC01-30-2017
Douglas Scott FlukeCetera Advisor Networks LLCLPL Financial LLC$2801-17-2017
Brian Jaromir MarekMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-23-2016
Susanne Ruth PesterfieldSunTrust Investment Services, Inc.LPL Financial LLC12-01-2016
Jason John AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC11-14-2016
Tony Wayne ToombsMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-28-2016
Lindsey Michelle Cook DossRaymond James & Associates, Inc.LPL Financial LLC10-12-2016
Ray Lynes Mckinney Jr.Synovus Securities, Inc.LPL Financial LLC$109-16-2016
Michael Glen FieldsPark Avenue Securities LLCLPL Financial LLC$5008-05-2016
Victoria Elizabeth LindseyIndependent Financial PartnersLPL Financial LLC08-05-2016
Edmond Joseph Bristow Jr.Cetera Advisor Networks LLCLPL Financial LLC07-22-2016
William Tate O'GwinAmeriprise Financial Services, Inc.LPL Financial LLC$1807-22-2016
Gary A PinkertonTriad Advisors LLCLPL Financial LLC$5005-18-2016
Next Page »

Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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