Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Tate O'GwinAmeriprise Financial Services, Inc.LPL Financial LLC$1807-22-2016
James Augustus Bowers IIIBerthel, Fisher & Company Financial Services, Inc.LPL Financial LLC08-05-2019
Ralph Joseph Lancaster Jr.Cambridge Investment Research, Inc.LPL Financial LLC$2501-23-2015
Matthew Ryan GoyenCannon Securities, Inc.LPL Financial LLC03-01-2017
James Peter MaugeriCetera Financial Specialists LLCLPL Financial LLC11-01-2010
Thomas D. LewisCetera Investment Services LLCLPL Financial LLC$5004-01-2019
Rosemarie Lynette Laughter, Miller Talley Jones IIICommonwealth Financial NetworkLPL Financial LLC$5010-22-2015
Aaron Cornelius MabonCommonwealth Financial NetworkLPL Financial LLC11-15-2012
Summer Parmer DealCommonwealth Financial NetworkLPL Financial LLC11-15-2012
Jeffrey C. MorrisCPA Allies, LLCLPL Financial LLC01-30-2017
Michael Aldrich HarperEdward JonesLPL Financial LLC11-30-2018
Katrina Bowers FalkeFortis Group Advisors LLCLPL Financial LLC03-01-2018
Philip G. O'QuinFSC Securities CorporationLPL Financial LLC10-30-2015
Terry D. HoltsclawFSC Securities CorporationLPL Financial LLC04-18-2011
Angela Rene RehkopGeneos Wealth Management, Inc.LPL Financial LLC$17107-24-2018
Thomas Steven BarnesIFG Advisory, LLCLPL Financial LLC05-02-2017
Samuel Thomas Madaris Jr.IFP Securities, LLCLPL Financial LLC05-23-2019
Nicholas MarranoIFP Securities, LLCLPL Financial LLC05-23-2019
Gary Tinsley WeldenIFP Securities, LLCLPL Financial LLC$1,00005-22-2019
Martin Phillip HalbergIFP Securities, LLCLPL Financial LLC05-22-2019
William Jason YostIFP Securities, LLCLPL Financial LLC05-22-2019
Randall A. SchrimsherIFS SecuritiesLPL Financial LLC12-24-2014
Jack Matthew CayceKalos Capital, Inc.LPL Financial LLC05-16-2016
John Callaway HalliburtonKalos Capital, Inc.LPL Financial LLC11-30-2015
Christopher Scott StallingsKestra Investment Services, LLCLPL Financial LLC08-06-2019
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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