Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Lee HesterWells Fargo Clearing Services, LLCLPL Financial LLC05-22-2017
Shaun C. AycockWells Fargo Clearing Services, LLCLPL Financial LLC05-02-2014
David C. GuillebeauWells Fargo Clearing Services, LLCLPL Financial LLC08-15-2011
Matthew J. StephensTriad Hybrid Solutions, LLCLPL Financial LLC11-17-2014
Donald Lee McDonaldTriad Advisors LLCLPL Financial LLC10-07-2014
Terry Bradley WellsTriad Advisors LLCLPL Financial LLC09-15-2011
Richard Hampton YoungThe Strategic Financial Alliance, Inc.LPL Financial LLC$2501-15-2016
Howard French Daugherty Jr.Synovus Securities, Inc.LPL Financial LLC$2510-29-2018
Ray Lynes McKinney Jr.Synovus Securities, Inc.LPL Financial LLC09-16-2016
Allen Paul Petway Jr.Raymond James Financial Services, Inc.LPL Financial LLC$10001-15-2016
Lindsey M. Cook DossRaymond James & Associates, Inc.LPL Financial LLC10-12-2016
Michael Glen FieldsPark Avenue Securities LLCLPL Financial LLC$2508-05-2016
Jessica Michelle HolteNorthwestern Mutual Investment Services, LLCLPL Financial LLC12-22-2015
Jacqueline Gallagher ListerMorgan StanleyLPL Financial LLC07-19-2013
Brian Jaromir MarekMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-23-2016
Roy LarsenLarsen Wealth Management, LLCLPL Financial LLC11-12-2013
Christopher Scott StallingsKestra Investment Services, LLCLPL Financial LLC08-06-2019
Christopher Scott StallingsKestra Investment Services, LLCLPL Financial LLC08-06-2019
Jack Matthew CayceKalos Capital, Inc.LPL Financial LLC05-16-2016
John Callaway HalliburtonKalos Capital, Inc.LPL Financial LLC11-30-2015
Randall A. SchrimsherIFS SecuritiesLPL Financial LLC12-24-2014
Samuel Thomas Madaris Jr.IFP Securities, LLCLPL Financial LLC05-23-2019
Nicholas MarranoIFP Securities, LLCLPL Financial LLC05-23-2019
Gary Tinsley WeldenIFP Securities, LLCLPL Financial LLC$1,00005-22-2019
Martin Phillip HalbergIFP Securities, LLCLPL Financial LLC05-22-2019
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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