Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Malek M NabulsiBanyan Capital Management, Inc.Lincoln Financial Advisors Corporation01-31-2019
Charles A StricklandDempsey Lord Smith, LLCLincoln Financial Advisors Corporation01-29-2019
Mark Coolidge BoyerPNC InvestmentsLincoln Financial Advisors Corporation02-26-2018
Christopher Martin KohneTriad Advisors LLCLincoln Financial Advisors Corporation$10002-01-2018
Diego Andres SarmientoMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Advisors Corporation12-02-2015
Ryan Christopher HoodLPL Financial LLCLincoln Financial Advisors Corporation06-30-2015
Edward Joseph StefanJ.W. Cole Financial, Inc.Lincoln Financial Advisors Corporation$5003-06-2015
Howard Neil KatzLPL Financial LLCLincoln Financial Advisors Corporation$10011-10-2014
Justin Andrew DavidsonLPL Financial LLCLincoln Financial Advisors Corporation$5011-10-2014
Jeffry Melton PalmerProEquities, Inc.Lincoln Financial Advisors Corporation10-03-2013
Christopher Louis StewartMML Investors Services, LLCLincoln Financial Advisors Corporation10-01-2012
Louis Nicholas PappasCannon Securities, Inc.Lincoln Financial Advisors Corporation$10004-29-2011

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.