Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tania Kiara RobinsonPruco Securities, LLC.MML Investors Services, LLC02-04-2019
Anthony Michael AulffoTaylor Capital Management Inc.MML Investors Services, LLC01-23-2019
Sidney R. DivineDivine Wealth StrategiesMML Investors Services, LLC09-28-2018
William Alexander MckenzieSunTrust Investment Services, Inc.MML Investors Services, LLC09-24-2018
Teresa Hubbard PartainNoble Wealth Management LLCMML Investors Services, LLC08-28-2018
Stephen Lee HarrisonLPL Financial LLCMML Investors Services, LLC$105-10-2018
Steven Charles BarrettDempsey Lord Smith, LLCMML Investors Services, LLC04-30-2018
Peter Michael WeinbaumAmeriprise Financial Services, Inc.MML Investors Services, LLC11-06-2017
Faizan Hamid MoosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC07-11-2017
Ralph Lanier Rhodes IIIHornor, Townsend & Kent, LLCMML Investors Services, LLC$103-24-2016
William Howell CullensHornor, Townsend & Kent, LLCMML Investors Services, LLC02-22-2016
Samuel Lewis CrossleyINVEST Financial CorporationMML Investors Services, LLC01-07-2016
Maxwell Bradley BakerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-25-2015
William Matthew J GuinnCape Securities Inc.MML Investors Services, LLC08-24-2015
Bradley Dale AtkinsFinancial Clarity Partners, LLCMML Investors Services, LLC07-28-2015
William Christopher BaltrusAmeritas Investment Corp.MML Investors Services, LLC02-10-2015
Caroline Vollertsen GastonSecurian Financial Services, Inc.MML Investors Services, LLC01-07-2015
Stephen Robert PhilpottCetera Advisors LLCMML Investors Services, LLC$111-04-2014
Jamar Lamont BatesBates Financial Group, LLC.MML Investors Services, LLC08-19-2014
Christopher Shaun AlexanderMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC07-15-2014
Carlos Jose ChunPruco Securities, LLC.MML Investors Services, LLC03-12-2014
Jamie Lynn SchumacherCountry Capital Management CompanyMML Investors Services, LLC03-05-2014
Karen Denise RinehartRaymond James Financial Services, Inc.MML Investors Services, LLC07-19-2013
Michael Keith ArgoDempsey Lord Smith, LLCMML Investors Services, LLC06-03-2013
Karle Edward StinehourThe O.N. Equity Sales CompanyMML Investors Services, LLC02-15-2013
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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