Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leida Montez SpellerEquity Services, Inc.MML Investors Services, LLC09-24-2020
Megan R HarrisEquity Services, Inc.MML Investors Services, LLC09-17-2020
Joseph Yong YiEquity Services, Inc.MML Investors Services, LLC05-04-2020
Thomas RumphCetera Investment Services LLCMML Investors Services, LLC05-04-2020
Jason A JonesFidelity Brokerage Services LLCMML Investors Services, LLC$15002-20-2020
Jeremy HalbergIFP Securities, LLCMML Investors Services, LLC02-05-2020
James Ryan BoydLPL Financial LLCMML Investors Services, LLC12-18-2019
Douglas Luther VowelsAdvisory Services NetworkMML Investors Services, LLC12-04-2019
Edward Gary BeckermanInternational Assets Advisory, LLCMML Investors Services, LLC09-04-2019
Jason Edward KlinedinstAmeriprise Financial Services, LLCMML Investors Services, LLC06-20-2019
Lebron C MorganJ.P. Morgan Securities LLCMML Investors Services, LLC05-13-2019
Nathan Kruzan WilinskiCambridge Investment Research, Inc.MML Investors Services, LLC02-15-2019
Tania Kiara RobinsonPruco Securities, LLC.MML Investors Services, LLC02-04-2019
Noah Hunter ReichertLPL Financial LLCMML Investors Services, LLC12-14-2018
Sidney R DivineDivine Wealth StrategiesMML Investors Services, LLC09-28-2018
Dibyendu DePark Avenue Securities LLCMML Investors Services, LLC09-21-2018
Andrew Jackson Yenn-BatahE*TRADE Securities LLCMML Investors Services, LLC09-13-2018
Teresa H PartainNoble Wealth Management LLCMML Investors Services, LLC08-28-2018
Samuel Stenger RenkenPark Avenue Securities LLCMML Investors Services, LLC08-17-2018
Robyn Lynell AdamsAmeriprise Financial Services, LLCMML Investors Services, LLC06-20-2018
Stephen Lee HarrisonLPL Financial LLCMML Investors Services, LLC05-10-2018
John Franklin ThomasMorgan StanleyMML Investors Services, LLC04-27-2018
John Calhoun DanielAllstate Financial Services, LLCMML Investors Services, LLC02-27-2018
Peter Michael WeinbaumAmeriprise Financial Services, LLCMML Investors Services, LLC11-06-2017
Morgan MarlinCetera Advisors LLCMML Investors Services, LLC10-09-2017
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.