Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Michael WeinbaumAmeriprise Financial Services, Inc.MML Investors Services, LLC11-06-2017
William Christopher BaltrusAmeritas Investment Corp.MML Investors Services, LLC02-10-2015
Stephen Robert PhilpottCetera Advisors LLCMML Investors Services, LLC11-04-2014
Michael Keith ArgoDempsey Lord Smith, LLCMML Investors Services, LLC06-03-2013
Sidney R. DivineDivine Wealth StrategiesMML Investors Services, LLC09-28-2018
Lebron C. MorganJ.P. Morgan Securities LLCMML Investors Services, LLC$1005-13-2019
Noah Hunter ReichertLPL Financial LLCMML Investors Services, LLC12-14-2018
Stephen Lee HarrisonLPL Financial LLCMML Investors Services, LLC05-10-2018
Faizan Hamid MoosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC07-11-2017
John Franklin Thomas IIMorgan StanleyMML Investors Services, LLC04-27-2018
Teresa H. PartainNoble Wealth Management LLCMML Investors Services, LLC08-28-2018
Thomas T. Williams Jr.Park Avenue Securities LLCMML Investors Services, LLC07-03-2012
Kevin Joseph LinseyPark Avenue Securities LLCMML Investors Services, LLC06-24-2011
Steven Clarence Flowers Jr.Principal Securities, Inc.MML Investors Services, LLC02-27-2012
Tania Kiara RobinsonPruco Securities, LLC.MML Investors Services, LLC02-04-2019
Justin Christopher MartinRaymond James Financial Services, Inc.MML Investors Services, LLC09-09-2011
Fannie Tia CollierSunTrust Investment Services, Inc.MML Investors Services, LLC07-10-2019
William Alexander McKenzieSunTrust Investment Services, Inc.MML Investors Services, LLC09-24-2018
Karle Edward StinehourThe O.N. Equity Sales CompanyMML Investors Services, LLC02-15-2013
Kristina Marie ClarkThrivent Investment Management Inc.MML Investors Services, LLC03-03-2009

Showing 1 to 20 of 20 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.