Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher James SandersRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-20-2019
Mitchell Richard GreenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-20-2019
Daniel E CrewsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$106-20-2019
Craig RobsonRegent Peak Wealth AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$45005-06-2019
Nathan Ross HoytPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$105-03-2019
Caroline Magrish CalderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Blake Franklin BruceRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-22-2019
Ty Teifer DickeyRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-22-2019
Evan Bradley GeorgiouRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
John Frederick EmbletonRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$24001-18-2019
Olivia R MarksSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Peter Schuyler Quackenbush Jr.Rockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
William A CurtisRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-18-2019
Utkarsha BanerjeePNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-26-2018
John Andrews VRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2018
Geoffrey Scott DerberRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
Alan Jay CohnPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
David RijkersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$108-07-2018
Brandon T HattonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-18-2018
JONATHAN NICHOLAS PAPACFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2018
Lydia Depue MooreSound View Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2018
Melissa K BouchillonSound View Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2018
Oscar Emerson Ham IIISound View Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2018
Christy Leone MorrisonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-21-2018
John Angelo MorabitoRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-21-2018
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Showing 1 to 25 of 281 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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