Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erika Lucretia McgrewAdvocacy Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-10-2020
Rush Merrill JamesAdvocacy Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2018
Alexander S GarrettAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2018
James Philip FreedAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-09-2015
Randy Lynn AuflegerAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2015
Christopher George BartonAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2017
Jack Newell Bell Jr.BB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2018
Terry Sloan ThompsonBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-31-2017
Rebekah Ruth HoffmanBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Glen Anthony DugganBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-06-2017
Shardea AgesCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2019
Daniel Lloyd BrubakerCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2017
Miriam Camelia FalakiCapital Directions LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-10-2019
Darren Russell HeilCapital Research Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2012
Kristopher Sutton KetchamCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2013
Robbert Page CulbertsonCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2010
James Todd WatkinsCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-20-2009
Richard S CarverCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1011-06-2009
William Bernard KeatingCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2009
Brian Stephen HulseyCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
Robert Joel ShlesingerCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-26-2009
Bradley Wyman KeyCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2015
David Lee EdmistenCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-09-2015
William ClantonCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2010
Lee StennesChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.