Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Philip FreedAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-09-2015
Randy Lynn AuflegerAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2015
Jay L. GeaslenAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$19404-08-2013
Scott McQuilken, Richard ReasonerArkadios CapitalMerrill Lynch, Pierce, Fenner & Smith Incorporated$14009-15-2017
Glen Anthony DugganBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-06-2017
Shardea AgesCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2019
James Todd WatkinsCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2009
Richard S CarverCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2009
Brian Stephen HulseyCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
Robert Joel ShlesingerCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2009
Samuel M HubbardCoastal Capital Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2015
Latavius Tremayne PowellCSG Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2010
Candace L. MillsCUNA Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2015
Jacob Shine PersonsEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Christopher T. HynekEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2016
Alexx K. FranklinEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2015
Richard Anderson PeelEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2010
Christopher Lee JonesIFG Advisory, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-03-2015
Charles Allen BirbaraIFS SecuritiesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-27-2017
Benito Canales IIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2016
Jay M LibanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2013
Steven Todd JohnsonKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2017
Kenneth B. ButlerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2019
Caleb A. TuckerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
John Kanaday CarterLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1003-17-2015
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Showing 1 to 25 of 178 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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