Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Joseph CreminsMetanoia Financial, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2010
Vanessa Jayne StevensMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Harsh Bardhan JayaswalMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-13-2019
Mitchell Richard GreenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-19-2019
Caroline Magrish CalderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Scott Joseph SchoenbergMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-07-2017
Thomas Herring SteeleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2017
Stephen Eric Malone, Tommy Thomas Mills, James Douglas Krantz, Crawford Williamson Long IVMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-04-2017
Robert Eugene BoisvertMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2017
Glenn Thomas Ferrell, James Greer Brown, John D RoseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-29-2017
Lisa N. LubarMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2017
Carla Denise EriksonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-03-2017
Lisa Robin Rinzler-LubelMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Michael R SchakMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Ronald Barry NadelMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-02-2016
Karen Sue TekulskyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2016
Martin Michael NearyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-12-2016
Shu ZhangMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2016
Kevin Bruce MillerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20006-03-2016
William Dale Patrick, Bryan Christopher JohnsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-03-2016
Theodore Michael Altholz, Peter Dewitt MartinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2016
Nicholas Yves TerlongeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2016
Stephen G. TakacsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-21-2016
Elizabeth Muse LayneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-15-2016
Bradley Alan CullMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-24-2015
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Showing 26 to 50 of 178 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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