Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel E CrewsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
John Angelo MorabitoRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-21-2018
Christy Leone MorrisonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-21-2018
Kenneth Robert CrowleyRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-20-2019
Gunn ThongniyomRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Michael Thomas LeporeRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2019
Blake Franklin BruceRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-22-2019
Ty Teifer DickeyRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-22-2019
John Frederick EmbletonRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$24001-18-2019
William Churchill CurtisRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-18-2019
David Patrick HigginsRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1001-18-2019
Michael Patrick HallRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Peter Schuyler Quackenbush Jr.Rockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Evan Bradley GeorgiouRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Kelly Bouchillon, Melissa Bouchillon, Emerson Ham, Edward AmbroseSound View Wealth AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00003-26-2018
Ashley Neil MooreStephensMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-08-2012
Olivia R MarksSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Jerry Curtis Holton Jr.SunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2017
Frank Smith Pittman IVSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2017
Alexander Patrick SayavongsaSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2017
Samuel Gene TraxlerSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2017
William Harvin Barnes IISynovus Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2510-09-2009
Michael David HostetlerThe Strategic Financial Alliance, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2009
Kyle Charles GainesTriad Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2016
Michael Robert GravesTriad Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-31-2012
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Showing 101 to 125 of 178 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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