Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron M. TillingerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Al Oliva IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2010
Alan Dale KinneyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-29-2010
Alan Jay CohnPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
Alex KhademiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2016
Alexander Patrick SayavongsaSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2017
Alexander S GarrettAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2018
Alexandra Taylor YawnJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2019
Alexandria Maria RasinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-20-2012
Alexx K. FranklinEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2015
Alfredo Seirotti Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-28-2011
Amanda Jean SullivanInfinex Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2018
Amina Ruth AdamsE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2016
Anabelle C. GonzalezE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2015
Andrew Dennis PerlmanMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Andrew J. ToeringWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1002-25-2011
Andrew SenfieldMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2015
Angela Christine BensonSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2009
Angelique Garrett DelevaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-01-2013
Angelo Vincent Esposito Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1010-18-2019
Anne F. HatchRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-10-2016
Anthony John MarshallWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2011
Anthony Joseph ModicaWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-13-2017
Aron Marshall McMillianMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2019
Ashley Neil MooreStephensMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-08-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.