Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jenna Joscelyn Burt-WeeksRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2020
Erika Lucretia McgrewAdvocacy Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-10-2020
Dylan Robert LantryMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2020
James G MalatosUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2019
Tanner LowRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-23-2019
Daniel Francis EmersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2019
Scott Monroe EmersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2019
Miriam Camelia FalakiCapital Directions LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-10-2019
Ava ArjmandRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2019
Max GreenRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Gunn ThongniyomRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Vanessa Jayne StevensMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Daniel Patrick DixMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Robert Victor Agnone IIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Jonathan Edmund StriefskyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Josiah Stewart ChalmersMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Sean Michael MoriartyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2019
Jacob Walker DaleRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2019
Chase Abram RosenbergRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2019
Alexandra Taylor YawnJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2019
Aron Marshall McMillianMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2019
William David MaguireMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2019
Jacob Shine PersonsEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Daniel E CrewsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Shaan Prakash WadhwaniMutual of America Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2019
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Showing 1 to 25 of 412 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.