Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dylan Robert LantryMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2020
Kelli Anne RoganMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$26709-12-2019
Vanessa Jayne StevensMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Harsh Bardhan JayaswalMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-12-2019
Daniel Patrick DixMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Robert Victor Agnone IIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Jonathan Edmund StriefskyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Josiah Stewart ChalmersMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
William David MaguireMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2019
Mitchell Richard GreenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-19-2019
Caroline Magrish CalderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Hyunwoo Preston ChoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Joseph MontgomeryMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2018
Scott Joseph SchoenbergMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-07-2017
Thomas Herring SteeleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2017
Stephen Eric MaloneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-04-2017
Tommy Thomas MillsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-04-2017
James Douglas KrantzMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-04-2017
Crawford Williamson Long IVMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2017
Robert Eugene BoisvertMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2017
Glenn Thomas FerrellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-29-2017
James Greer BrownMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-29-2017
John D RoseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$6503-29-2017
Lisa N. LubarMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$103-13-2017
Lisa Robin Rinzler-LubelMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Next Page »

Showing 1 to 25 of 101 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.