Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Seth Neal DeitchmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1008-03-2009
Daniel Howard Bradley Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-27-2010
Edward A. JeterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2011
Robert J Rumley IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2011
David Lawrence McDanielMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-23-2011
James Norman Pember Sr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-09-2011
Michael John WagnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-16-2012
Richard A. GarberMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2012
Philip Morgan McAlpinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-21-2012
Thomas McDavidMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$30006-22-2012
Hanna Elaine Lahood, Mark W. NevinsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-22-2012
Thomas Andrew McDavidMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-22-2012
William Allen NelsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-13-2012
Michael William Reese, Jason Andrew Jenkins, Michael William Reese Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-05-2012
Zachary Allen PolunMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1003-01-2013
Angelique Garrett DelevaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-01-2013
Virgil Lee DortchMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2013
Joseph PerdueMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2013
Spencer B CurtisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2013
Jason L. MossMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$13008-23-2013
Jason Lee MossMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2013
Garry W. BridgemanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$66309-26-2013
Garry Wayne BridgemanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-26-2013
Stephen Matthew WeitzelMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2013
Jason Taylor GalenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-03-2014
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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