Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Lee MeadowsPruco Securities, LLC.MetLife Securities Inc.03-02-2017
Brett Allen MooreFarmers Financial Solutions, LLCMetLife Securities Inc.11-02-2016
Wilbert Lamar HamiltonHamilton Wealth AdvisorsMetLife Securities Inc.08-31-2016
Douglas William MccroskeyQuestar Capital CorporationMetLife Securities Inc.06-24-2016
Edwin George ReynoldsCambridge Investment Research, Inc.MetLife Securities Inc.$2504-29-2016
Donald Glyn KempCetera Advisor Networks LLCMetLife Securities Inc.$103-17-2016
Mark Layne BusbySignator Investors, Inc.MetLife Securities Inc.02-29-2016
Tony Anthony HodgeH. Beck, Inc.MetLife Securities Inc.02-09-2016
Charles Rex ScottSunTrust Investment Services, Inc.MetLife Securities Inc.$112-03-2015
Connie Renae FosterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.11-10-2015
Rufus James Baldwin IIWaddell & ReedMetLife Securities Inc.10-26-2015
Suleman S PiraniFarmers Financial Solutions, LLCMetLife Securities Inc.10-14-2015
Rodolfo Ernesto RodriguezEquity Services, Inc.MetLife Securities Inc.09-24-2015
Andres Mauricio RomeroIndependent Financial PartnersMetLife Securities Inc.09-11-2015
Jason M KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.$2508-17-2015
Kevin Michael KriegQuestar Capital CorporationMetLife Securities Inc.03-10-2015
Jeffrey Allen BrownProEquities, Inc.MetLife Securities Inc.01-09-2015
Cary Stephen BennettProEquities, Inc.MetLife Securities Inc.11-13-2014
Melvin Harvey LawrenceQuestar Capital CorporationMetLife Securities Inc.07-21-2014
James Alexander WatersProEquities, Inc.MetLife Securities Inc.02-06-2014
Michael Howard SanfordProEquities, Inc.MetLife Securities Inc.$5001-17-2014
Richard Martin MooreSignator Investors, Inc.MetLife Securities Inc.09-20-2013
Harlan A HalePruco Securities, LLC.MetLife Securities Inc.08-21-2013
Donald Allan HinklePruco Securities, LLC.MetLife Securities Inc.$108-16-2013
Susan Osten MicklerPruco Securities, LLC.MetLife Securities Inc.07-31-2013
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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