Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Francis FlanaganPrincipal Securities, Inc.Morgan Keegan & Company, Inc.12-12-2012
Christopher Godwin WillettJanney Montgomery Scott LLCMorgan Keegan & Company, Inc.$15007-19-2012
Mark Deller Geoffrey CliveJanney Montgomery Scott LLCMorgan Keegan & Company, Inc.$15007-19-2012
Patricia Mary FleuryJanney Montgomery Scott LLCMorgan Keegan & Company, Inc.$15007-19-2012
Steven Welles EdwardsJanney Montgomery Scott LLCMorgan Keegan & Company, Inc.$10007-19-2012
Charles Michael JohnsonUBS Financial Services Inc.Morgan Keegan & Company, Inc.$15007-13-2012
Deborah Del Del LewisTriad Advisors LLCMorgan Keegan & Company, Inc.$5005-25-2012
Walter Calloway Boleman Jr.Triad Advisors LLCMorgan Keegan & Company, Inc.05-25-2012
Jack Powell GreenMorgan StanleyMorgan Keegan & Company, Inc.05-11-2012
Charles Arnold MinterMorgan StanleyMorgan Keegan & Company, Inc.04-13-2012
James Clinton Bridges IIIPurshe Kaplan Sterling InvestmentsMorgan Keegan & Company, Inc.$2504-04-2012
Franklin Raymond Mcintyre IIIRBC Capital Markets, LLCMorgan Keegan & Company, Inc.03-30-2012
Timothy Chad McgrathWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.03-16-2012
James Michael Irvin Jr.LPL Financial LLCMorgan Keegan & Company, Inc.$20002-22-2012
Jay Matthew RottnerJ.P. Morgan Securities LLCMorgan Keegan & Company, Inc.$15001-13-2012
Palmer Craig ScarrittJ.P. Morgan Securities LLCMorgan Keegan & Company, Inc.$15001-13-2012
Michael King Degolian Sr.RBC Capital Markets, LLCMorgan Keegan & Company, Inc.$5012-16-2011
William Kelvin Lane Jr.Dempsey Lord Smith, LLCMorgan Keegan & Company, Inc.12-08-2011
Gary Lane GloverSA Stone Wealth Management Inc.Morgan Keegan & Company, Inc.11-18-2011
James Hobart GoolsbyMorgan StanleyMorgan Keegan & Company, Inc.10-28-2011
Nancy Kaye LevelsmierMorgan StanleyMorgan Keegan & Company, Inc.10-28-2011
Enid Miriam AlexanderAmeriprise Financial Services, Inc.Morgan Keegan & Company, Inc.09-15-2011
Robert Eden AlexanderAmeriprise Financial Services, Inc.Morgan Keegan & Company, Inc.09-13-2011
Homer Lloyd ShulerWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.$10006-10-2011
Lester M BrackleyJ.P. Morgan Securities LLCMorgan Keegan & Company, Inc.10-29-2010
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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