Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Martin FallonWoodbury Financial Services, Inc.Morgan Stanley$10007-03-2019
Thomas Kevin FosterWells Fargo Clearing Services, LLC Morgan Stanley$5006-07-2019
Richard Anthony CritelliFifth Third Securities, Inc.Morgan Stanley$1,00004-25-2019
Kristin Marie SarafinisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-22-2018
John Patrick O'CallaghanBB&T Securities, LLCMorgan Stanley02-09-2018
Timothy Christopher SmithTwo Twelve Planning, Inc.Morgan Stanley02-09-2018
James Hobart GoolsbySunTrust Investment Services, Inc.Morgan Stanley$18601-12-2018
Emmett Holt CloudLPL Financial LLCMorgan Stanley12-19-2017
Warren CollierIFS SecuritiesMorgan Stanley11-09-2017
Douglas Everett WellsIFS Advisory, LLCMorgan Stanley11-03-2017
Ralph Edward TrecasoIFS Advisory, LLCMorgan Stanley11-03-2017
Steven Archie NapierBB&T Securities, LLCMorgan Stanley$10011-02-2017
Andrea Edith CesareMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2510-31-2017
Sheri Hall HaugabookRaymond James & Associates, Inc.Morgan Stanley$9708-04-2017
Eric Samuel WilsonRaymond James Financial Services, Inc.Morgan Stanley05-11-2017
Phillip Ryan EmoryRaymond James & Associates, Inc.Morgan Stanley$2505-08-2017
David Morris AndersonSunTrust Investment Services, Inc.Morgan Stanley05-01-2017
Vallon Sylvester Andrew MillsSunTrust Investment Services, Inc.Morgan Stanley$15004-25-2017
Norman Charles SchafferRBC Capital Markets, LLCMorgan Stanley$10002-21-2017
Michael John SkryneckiRaymond James & Associates, Inc.Morgan Stanley$5001-13-2017
Jurgen Adolf SteinwarzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-02-2016
Warren Lovett EdgeRaymond James & Associates, Inc.Morgan Stanley$111-28-2016
Derrick Lamar LoweryOppenheimer & Co. Inc.Morgan Stanley$111-17-2016
David Robert SnyderWells Fargo Clearing Services, LLCMorgan Stanley11-15-2016
Charles Miller Miller Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$108-26-2016
Next Page »

Showing 1 to 25 of 193 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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