Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam M. LeeTD Ameritrade Investment Management, LLCMorgan Stanley02-11-2014
Alexander Bennett GreeneWells Fargo Clearing Services, LLCMorgan Stanley07-26-2013
Amy Lynn CorbittMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1005-16-2014
Andrea E. CesareMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-31-2017
Andrew Eric KellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-23-2012
Araya MesfinUBS Financial Services Inc.Morgan Stanley01-13-2014
Barbara D. BartMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1011-17-2009
Benjamin DukesUBS Financial Services Inc.Morgan Stanley04-13-2012
Benjamin Frank JoelRBC Capital Markets, LLCMorgan Stanley$5005-24-2019
Bert Thomas TrapaniWells Fargo Clearing Services, LLCMorgan Stanley$5007-14-2015
Bradley E. PhillipsOppenheimer & Co. Inc.Morgan Stanley01-25-2019
Bradley Mason TowsonIFG Advisory, LLCMorgan Stanley04-21-2016
Bradley TowsonLPL Financial LLCMorgan Stanley$8004-14-2016
Brandon D. BrownUBS Financial Services Inc.Morgan Stanley$10001-13-2014
Brian Joseph O'SheaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5005-16-2014
Bryan Roger LewisWells Fargo Clearing Services, LLCMorgan Stanley$5007-09-2010
Charles Allen Ratliff Jr.J.P. Morgan Securities LLCMorgan Stanley03-18-2011
Charles Dalton Miller Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$20008-26-2016
Charles Elijah GillisUBS Financial Services Inc.Morgan Stanley$2511-30-2012
Charles Ferrell JenkinsLincoln Financial Advisors CorporationMorgan Stanley03-31-2014
Charles Francis McAteer IIIRaymond James Financial Services, Inc.Morgan Stanley$2501-30-2015
Charles MillerWells Fargo AdvisorsMorgan Stanley$16009-13-2016
Charles Tudor LaughlinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10011-27-2009
Christopher Dayton JonesWells Fargo Clearing Services, LLCMorgan Stanley$2510-07-2011
Craig A. Houck, Richard L. Schooley, Jr., Alyssa DonaldsonRaymond JamesMorgan Stanley$30008-01-2014
Next Page »

Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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