Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Kevin FosterWells Fargo Clearing Services, LLCMorgan Stanley$5006-07-2019
Kevin Scott GiddensWells Fargo Clearing Services, LLCMorgan Stanley$6205-31-2019
Charles Dalton Miller Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$20008-26-2016
William Robert Green Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$1008-03-2016
John Frank HalperWells Fargo Clearing Services, LLCMorgan Stanley$10009-25-2015
Patrick Christopher Mercardante Sr.Wells Fargo Clearing Services, LLCMorgan Stanley$10009-25-2015
Thurman L. Willis IIIWells Fargo Clearing Services, LLCMorgan Stanley09-25-2015
Bert Thomas TrapaniWells Fargo Clearing Services, LLCMorgan Stanley$5007-14-2015
Marc Aubrey AlexanderWells Fargo Clearing Services, LLCMorgan Stanley$5008-22-2014
Seth Michael AsherWells Fargo Clearing Services, LLCMorgan Stanley$2508-22-2014
Dennis Michael HarrisonWells Fargo Clearing Services, LLCMorgan Stanley05-16-2014
David Brian McClanahanWells Fargo Clearing Services, LLCMorgan Stanley03-18-2014
Dwight Allan Kent Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$10002-21-2014
John William Hunt Jr.Wells Fargo Clearing Services, LLCMorgan Stanley02-21-2014
Alexander Bennett GreeneWells Fargo Clearing Services, LLCMorgan Stanley07-26-2013
Whitley Gordon Matthews Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5011-02-2012
George Frederick Dance Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$2506-22-2012
David Oliver HendricksWells Fargo Clearing Services, LLCMorgan Stanley$10005-11-2012
Jay Allan WeismanWells Fargo Clearing Services, LLCMorgan Stanley02-17-2012
Douglas Arthur GliddenWells Fargo Clearing Services, LLCMorgan Stanley01-27-2012
Christopher Dayton JonesWells Fargo Clearing Services, LLCMorgan Stanley$2510-07-2011
Michael BogoslawskyWells Fargo Clearing Services, LLCMorgan Stanley$1009-09-2011
John Charles JackleWells Fargo Clearing Services, LLCMorgan Stanley$5008-02-2010
Bryan Roger LewisWells Fargo Clearing Services, LLCMorgan Stanley$5007-09-2010
David Jerry LeighWells Fargo Clearing Services, LLCMorgan Stanley05-28-2010
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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