Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Claude MasonMason Wealth StrategiesNYLIFE Securities LLC04-16-2020
Paul Douglas SmithAdvisory Services NetworkNYLIFE Securities LLC06-12-2019
Philip James AmbroseCalton & Associates, Inc.NYLIFE Securities LLC04-22-2019
KENAN ANDERSON GodfreyTransamerica Financial Advisors, IncNYLIFE Securities LLC01-08-2019
Cassius Leonard Williams JrLincoln Financial Securities CorporationNYLIFE Securities LLC11-05-2018
Robert Aaron WilsonTriad Advisors LLCNYLIFE Securities LLC01-05-2017
Matthew Adam JanssenE*TRADE Securities LLCNYLIFE Securities LLC06-01-2016
James Alan BolfikAllstate Financial Services, LLCNYLIFE Securities LLC02-19-2016
James Lee Joiner IVMML Investors Services, LLCNYLIFE Securities LLC01-16-2015
Amelia Darnell SelfMML Investors Services, LLCNYLIFE Securities LLC11-07-2014
Paul Lanier Bridges IiiMML Investors Services, LLCNYLIFE Securities LLC10-23-2014
Timothy Leon BonnerMML Investors Services, LLCNYLIFE Securities LLC10-13-2014
Christopher W SeabrookCountry Capital Management CompanyNYLIFE Securities LLC10-29-2013
Emmet Nels NelsonAllstate Financial Services, LLCNYLIFE Securities LLC08-16-2012
James R WinskieMML Investors Services, LLCNYLIFE Securities LLC05-17-2012
Michael Shaun McGarryAllstate Financial Services, LLCNYLIFE Securities LLC05-23-2011

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.