Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip James AmbroseCalton & Associates, Inc.NYLIFE Securities LLC04-22-2019
Cassius Leonard Williams Jr.Lincoln Financial Securities CorporationNYLIFE Securities LLC11-05-2018
Lebron Cornelius MorganMML Investors Services, LLCNYLIFE Securities LLC08-10-2018
Earle Denis Layng IIMML Investors Services, LLCNYLIFE Securities LLC06-01-2018
Sammy NaouloMML Investors Services, LLCNYLIFE Securities LLC02-05-2018
Antonio Dewayne SankeyTaylor Capital Management Inc.NYLIFE Securities LLC$1,00007-13-2017
Ricardo BrennerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC06-19-2017
Rodrick Kevin SullivanAllstate Financial Services, LLCNYLIFE Securities LLC04-20-2017
Jonathon Whitacre SanningPruco Securities, LLC.NYLIFE Securities LLC12-09-2016
Michael Franklin BreadyIFS SecuritiesNYLIFE Securities LLC07-12-2016
Walter James Holston Jr.J.P. Morgan Securities LLCNYLIFE Securities LLC07-08-2016
Thomas Warren HowesIFS SecuritiesNYLIFE Securities LLC04-28-2016
Robert Christopher GaillardMML Investors Services, LLCNYLIFE Securities LLC$5002-24-2016
James Alan BolfikAllstate Financial Services, LLCNYLIFE Securities LLC02-19-2016
Kenneth Thomas GeraghtyUSAA FINANCIAL PLANNING SERVICESNYLIFE Securities LLC09-11-2015
Becksun ParkMML Investors Services, LLCNYLIFE Securities LLC06-26-2015
Richard Dominic AdamsPruco Securities, LLC.NYLIFE Securities LLC03-27-2015
James Lee Joiner IVMML Investors Services, LLCNYLIFE Securities LLC01-16-2015
Suleman S PiraniMetLife Securities Inc.NYLIFE Securities LLC01-12-2015
Tamala R Clark-CulpMetLife Securities Inc.NYLIFE Securities LLC01-12-2015
Reuben Lewis IVMetLife Securities Inc.NYLIFE Securities LLC12-19-2014
Alicia Vazquez HuttonJ.P. Morgan Securities LLCNYLIFE Securities LLC12-10-2014
Amelia Darnell SelfMML Investors Services, LLCNYLIFE Securities LLC11-07-2014
James Ryan BoydMML Investors Services, LLCNYLIFE Securities LLC10-23-2014
Paul Lanier Bridges IIIMML Investors Services, LLCNYLIFE Securities LLC10-23-2014
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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