Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karl E. SchieferMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities03-03-2015
Jonathan Michael ConstantWaddell & ReedNew England Securities$1003-03-2014
Richard Alan BurkaFSC Securities CorporationNew England Securities01-02-2014
Marc Dexter MichaelWells Fargo Clearing Services, LLCNew England Securities03-20-2013
Jack Matthew CayceLPL Financial LLCNew England Securities02-26-2013
Brian Patrick BjerkeLPL Financial LLCNew England Securities02-25-2013
Christopher Paul CeponisTriad Advisors LLCNew England Securities07-20-2012
Michael B. BeecherJ.P. Turner & Company, L.L.C.New England Securities$5001-01-2010
Kenneth Joseph HeidelbergerFifth Third Securities, Inc.New England Securities10-12-2009

Showing 1 to 9 of 9 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.