Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Edward RockwellMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5001-31-2019
Jacob Michael ZunigaLPL Financial LLCNorthwestern Mutual Investment Services, LLC$15011-15-2016
Isaac James MonellSunTrust Investment Services, Inc.Northwestern Mutual Investment Services, LLC09-22-2016
Michael Edward JohnsonPrincipal Securities, Inc.Northwestern Mutual Investment Services, LLC$2509-06-2016
Michael Ahren MckuneWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC$106-15-2016
David Allen LingelWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC12-22-2015
Melinda P MeeksDempsey Lord Smith, LLCNorthwestern Mutual Investment Services, LLC12-07-2015
Bronson J KiblerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-13-2015
Matthew Steven ChamleeWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC10-08-2015
Brandon Jamarr FicklinJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC07-16-2015
William Alan FranksMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-16-2015
Orlow Medwin Walstad IIIBT Wealth Management, LLCNorthwestern Mutual Investment Services, LLC06-30-2015
Robert Brian WatsonWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC11-24-2014
Susan Cox SmallWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-19-2014
Michael Patrick CallahanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-13-2014
John Clark CapinPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC05-09-2014
Robert Lewis Riddick Jr.Farmers Financial Solutions, LLCNorthwestern Mutual Investment Services, LLC05-09-2014
Quincy Dell WashingtonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-31-2014
Matthew Borzani LichtensteinMorgan StanleyNorthwestern Mutual Investment Services, LLC$111-01-2013
William Beau BrandenburgState Farm VP Management Corp.Northwestern Mutual Investment Services, LLC04-12-2013
Kecia Ann CunninghamAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC03-11-2013
Robert Aaron RodriguezMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2013
George ChuiMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-13-2012
Mitesh Jashbhai PatelMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-13-2012
Moise PiramMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-11-2012
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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