Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sharpe Emilio SablonE*TRADE Securities LLCNorthwestern Mutual Investment Services, LLC07-30-2020
Mary Marie Hays RunyonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-30-2020
Nathan F KohlhoffLPL Financial LLCNorthwestern Mutual Investment Services, LLC06-12-2020
Jonathan M GurrMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-26-2020
William Christian LauterKestra Investment Services, LLCNorthwestern Mutual Investment Services, LLC04-06-2020
Gary Lee Hyde JrShepherd Financial LLCNorthwestern Mutual Investment Services, LLC03-16-2020
Nicholas Edward BenzorMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-10-2019
Walter Neil StraubeAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC10-16-2019
Megan Nicole HenryEdward JonesNorthwestern Mutual Investment Services, LLC06-14-2019
Andrew Scott HammSummit Private Wealth, LLCNorthwestern Mutual Investment Services, LLC05-06-2019
Blake Austin KahnPersonal Capital Advisors CorporationNorthwestern Mutual Investment Services, LLC03-15-2019
Jason Edward RockwellMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5001-31-2019
Cameron Bryan CraigSignatureFD, LLCNorthwestern Mutual Investment Services, LLC12-07-2017
Katherine DouglasMorgan StanleyNorthwestern Mutual Investment Services, LLC10-19-2017
Ryan Scott ForesterPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC08-30-2017
Toni Marie PerezCharles Schwab & Co., Inc.Northwestern Mutual Investment Services, LLC03-10-2017
Andrew A WhiteMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-26-2017
Tyler J Ver SteegMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-04-2017
Victoria Lynn GrahamJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC$5012-08-2016
Jacob M ZunigaLPL Financial LLCNorthwestern Mutual Investment Services, LLC$15011-15-2016
Isaac James MonellSunTrust Investment Services, Inc.Northwestern Mutual Investment Services, LLC09-22-2016
Michael Edward JohnsonPrincipal Securities, Inc.Northwestern Mutual Investment Services, LLC09-06-2016
Mary Catherine BloodworthMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-09-2016
David Allen LingelWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC12-22-2015
Matthew Steven ChamleeWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC10-08-2015
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.