Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew A. WhiteMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-26-2017
Andrew Scott HammSummit Private Wealth, LLCNorthwestern Mutual Investment Services, LLC05-06-2019
Anita K.D. FiourisFarmers Financial Solutions, LLCNorthwestern Mutual Investment Services, LLC09-09-2019
Barbara Louise SawyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC$101-09-2018
Blake Austin KahnPersonal Capital Advisors CorporationNorthwestern Mutual Investment Services, LLC03-15-2019
Brandon Jamarr FicklinJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC07-16-2015
Bronson J. KiblerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-13-2015
Cameron Bryan CraigSignatureFD, LLCNorthwestern Mutual Investment Services, LLC12-07-2017
Christopher J CrockLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-06-2011
Christopher Joseph BonitatibusTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC08-20-2015
David Allen LingelWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC12-22-2015
David John MorrisSA Stone Wealth Management Inc.Northwestern Mutual Investment Services, LLC05-06-2013
Faye Michael SykesHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC11-08-2011
George ChuiMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-13-2012
Isaac James MonellSunTrust Investment Services, Inc.Northwestern Mutual Investment Services, LLC09-22-2016
Jacob M. ZunigaLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-15-2016
Jason Edward RockwellMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5001-31-2019
Jeffrey J ForrestNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC11-20-2017
John Clark CapinPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC05-09-2014
Jordan M. PedronFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC06-13-2014
Jordan Maxwell ShiversMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC08-24-2009
Joshua Logan MonroeBrightworth, LLCNorthwestern Mutual Investment Services, LLC07-03-2019
Katherine Frances PratherMorgan StanleyNorthwestern Mutual Investment Services, LLC10-19-2017
Kecia Ann CunninghamAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC03-11-2013
Keith M. GreenwaldAprio Wealth Management, LLCNorthwestern Mutual Investment Services, LLC03-04-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.