Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Scott HammSummit Private Wealth, LLCNorthwestern Mutual Investment Services, LLC05-06-2019
David Allen LingelWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC12-22-2015
David John MorrisSA Stone Wealth Management Inc.Northwestern Mutual Investment Services, LLC05-06-2013
Jacob M. ZunigaLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-15-2016
Jason Edward RockwellMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5001-31-2019
Jordan Maxwell ShiversMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC08-24-2009
Matthew Borzani LichtensteinMorgan StanleyNorthwestern Mutual Investment Services, LLC11-01-2013
Matthew S. ChamleeWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC10-08-2015
Michael Ahren McKuneWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-15-2016
Michael Edward JohnsonPrincipal Securities, Inc.Northwestern Mutual Investment Services, LLC$2509-06-2016
Michael Scott KipnissMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-08-2011
Orlow Medwin Walstad IIIBT Wealth Management, LLCNorthwestern Mutual Investment Services, LLC06-30-2015
Robert Brian WatsonWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC11-24-2014
William Alan FranksMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-16-2015
William B. BrandenburgState Farm VP Management Corp.Northwestern Mutual Investment Services, LLC04-12-2013

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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