Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Edward BenzorMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-10-2019
Walter Neil StraubeAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC10-16-2019
Anita K.D. FiourisFarmers Financial Solutions, LLCNorthwestern Mutual Investment Services, LLC09-09-2019
Joshua Logan MonroeBrightworth, LLCNorthwestern Mutual Investment Services, LLC07-03-2019
Andrew Scott HammSummit Private Wealth, LLCNorthwestern Mutual Investment Services, LLC05-06-2019
Blake Austin KahnPersonal Capital Advisors CorporationNorthwestern Mutual Investment Services, LLC03-15-2019
Simeon Gilmore Eaves Jr.Apollon Wealth Management, LLCNorthwestern Mutual Investment Services, LLC05-24-2018
Roy Justin ChandlerPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC02-06-2018
Cameron Bryan CraigSignatureFD, LLCNorthwestern Mutual Investment Services, LLC12-07-2017
Jeffrey J ForrestNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC11-20-2017
Katherine Frances PratherMorgan StanleyNorthwestern Mutual Investment Services, LLC10-19-2017
Toni Marie PerezCharles Schwab & Co., Inc.Northwestern Mutual Investment Services, LLC03-10-2017
Andrew A. WhiteMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-26-2017
Tyler J. Ver SteegMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-04-2017
Jacob M. ZunigaLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-15-2016
Isaac James MonellSunTrust Investment Services, Inc.Northwestern Mutual Investment Services, LLC09-22-2016
Michael Edward JohnsonPrincipal Securities, Inc.Northwestern Mutual Investment Services, LLC09-06-2016
Mary Catherine BloodworthMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-09-2016
Robert HiattE*TRADE Securities LLCNorthwestern Mutual Investment Services, LLC01-07-2016
David Allen LingelWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC12-22-2015
Melinda Penson MeeksDempsey Lord Smith, LLCNorthwestern Mutual Investment Services, LLC12-07-2015
Bronson J. KiblerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-13-2015
Matthew S. ChamleeWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC10-08-2015
Christopher Joseph BonitatibusTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC08-20-2015
Brandon Jamarr FicklinJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC07-16-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.