Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joel Alan ButlerAmerican Wealth Management, Inc.Oppenheimer & Co. Inc.$5003-29-2016
Alan Roy ParkerAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$5011-15-2013
Tanya Lorain MagnonCarter, Terry & Company, Inc.Oppenheimer & Co. Inc.$505-18-2009
Nelson Manuel GarciaE*TRADE Securities LLCOppenheimer & Co. Inc.$5010-05-2009
Kyle Williams McClanahanFidelity Brokerage Services LLCOppenheimer & Co. Inc.07-27-2018
John Henry Carty-CampbellFSC Securities CorporationOppenheimer & Co. Inc.07-16-2010
Guy Bernard DeemerIfs SecuritiesOppenheimer & Co. Inc.$10009-22-2015
Richard P. PeranoJanney Montgomery Scott LLCOppenheimer & Co. Inc.03-08-2012
Gregory Arthur FisherJefferies LLCOppenheimer & Co. Inc.11-18-2015
Carlos Emilio AlvarezJefferies LLCOppenheimer & Co. Inc.11-18-2015
Matthew David KennedyJefferies LLCOppenheimer & Co. Inc.11-18-2015
Christina P. ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.07-02-2010
Mayumi T. BrittMorgan StanleyOppenheimer & Co. Inc.06-04-2018
Mark Kevin BurkeMorgan StanleyOppenheimer & Co. Inc.12-09-2016
William Atkinson LobbMorgan StanleyOppenheimer & Co. Inc.$5006-27-2014
John Martin RiedlMorgan StanleyOppenheimer & Co. Inc.10-18-2013
Carl Blair Pritchett IIIMorgan StanleyOppenheimer & Co. Inc.$20011-18-2011
Victor Ralph HabibSA Stone Wealth Management Inc.Oppenheimer & Co. Inc.08-22-2014
Jack Gilbert RussellSA Stone Wealth Management Inc.Oppenheimer & Co. Inc.07-08-2013
James Wallace WoodsSouthport CapitalOppenheimer & Co. Inc.$10001-06-2009
Amer RathoreSterne, Agee & Leach, Inc.Oppenheimer & Co. Inc.$2512-01-2014
Coleen WilliamsSunTrust Investment Services, Inc.Oppenheimer & Co. Inc.10-22-2015
Greg Robert DayUBS Financial Services Inc.Oppenheimer & Co. Inc.$5001-22-2016
Carroll Edward Mullis IIUBS Financial Services Inc.Oppenheimer & Co. Inc.01-22-2016
Jason MarshallWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$5007-02-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.