Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Oscar Issac Machado UnzuetaAllstate Financial Services, LLCPFS Investments Inc.07-20-2017
Travis Jonathan WhitakerAmeritas Investment Company, LLCPFS Investments Inc.08-03-2017
Anamaria RosadoAvantax Investment Services, Inc.PFS Investments Inc.10-18-2016
Jean Jacques MaignanAvantax Investment Services, Inc.PFS Investments Inc.01-12-2016
Curtis Parks Jr.Avantax Investment Services, Inc.PFS Investments Inc.08-04-2015
Kadeidra FreelandAXA Advisors, LLCPFS Investments Inc.10-26-2017
Terry GrahamC C F Investments, Inc.PFS Investments Inc.02-07-2017
Lucia Nora LanskyC C F Investments, Inc.PFS Investments Inc.04-02-2012
Charles Thomas Gunnell Jr.C C F Investments, Inc.PFS Investments Inc.03-20-2012
Audrey Ann AllenC C F Investments, Inc.PFS Investments Inc.06-24-2009
Richard Dean GodfreyC C F Investments, Inc.PFS Investments Inc.01-20-2009
Edward Bernard SeayC C F Investments, Inc.PFS Investments Inc.01-20-2009
Terence M. JonesC C F Investments, Inc.PFS Investments Inc.01-20-2009
Juan Carlos LimonC C F Investments, Inc.PFS Investments Inc.01-20-2009
James Matthew Moten Jr.Cambridge Investment Research, Inc.PFS Investments Inc.10-28-2019
Jeffrey L. PattersonCambridge Investment Research, Inc.PFS Investments Inc.09-13-2018
Jonathon Glen MonsourCambridge Investment Research, Inc.PFS Investments Inc.02-23-2009
Utkarsha BanerjeeCetera Advisor Networks LLCPFS Investments Inc.03-30-2020
Jimikius L. HarrisChase Investment Services Corp.PFS Investments Inc.11-17-2011
Gifford Rae PaceCountry Capital Management CompanyPFS Investments Inc.10-05-2015
Marcus A. LeonardCountry Capital Management CompanyPFS Investments Inc.05-30-2012
James Perry Johnson IIIE*TRADE Securities LLCPFS Investments Inc.01-15-2020
Hameeda M. BelloE*TRADE Securities LLCPFS Investments Inc.10-13-2011
Arnold Issiah HaynesEdward JonesPFS Investments Inc.11-01-2015
Ricky Martin MartinezJ.P. Morgan Securities LLCPFS Investments Inc.12-02-2016
Next Page »

Showing 1 to 25 of 81 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.