Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Smith Inglesby JrCambridge Investment Research, Inc.Park Avenue Securities LLC08-27-2019
William Ralph MumpowerCambridge Investment Research, Inc.Park Avenue Securities LLC08-27-2019
Gregory Oneil GarvinCambridge Investment Research, Inc.Park Avenue Securities LLC$5008-27-2019
Richard Lane NoelCambridge Investment Research, Inc.Park Avenue Securities LLC08-27-2019
Paul Henry BarlowCharles Schwab & Co., Inc.Park Avenue Securities LLC02-19-2019
Joshua J BrockRaymond James Financial Services, Inc.Park Avenue Securities LLC02-15-2019
Leon Lamont KearseEquity Services, Inc.Park Avenue Securities LLC01-16-2019
David Lee BurchCambridge Investment Research, Inc.Park Avenue Securities LLC$15005-01-2018
Randall Murray FraserCambridge Investment Research, Inc.Park Avenue Securities LLC$1,00007-03-2017
Jason Dwayne ShearerVALIC Financial Advisors, Inc.Park Avenue Securities LLC06-01-2017
Michael John SmithThrivent Investment Management Inc.Park Avenue Securities LLC03-07-2017
Thomas Nolan PendletonNYLIFE Securities LLCPark Avenue Securities LLC09-29-2015
John Denny Margeson JrSunTrust Investment Services, Inc.Park Avenue Securities LLC09-17-2015
Michael Brandon HousworthEdward JonesPark Avenue Securities LLC01-05-2015
Michael P CusickMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC10-14-2014
Gordon Leroy Hillegas JrHillegas Safe MoneyPark Avenue Securities LLC09-10-2014
Julie A MatuliaCambridge Investment Research, Inc.Park Avenue Securities LLC08-01-2014
James Franklin ReinhardtPrincipal Securities, Inc.Park Avenue Securities LLC07-18-2014
Edward Francis Goepp JrWela Strategies, Inc.Park Avenue Securities LLC11-08-2012
John Harrison Burt JrCambridge Investment Research, Inc.Park Avenue Securities LLC06-07-2010
William Franklin DychesCambridge Investment Research, Inc.Park Avenue Securities LLC06-07-2010

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.