Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad Michael CurtisBankers Life Securities, Inc.Park Avenue Securities LLC03-17-2017
Scott Douglas RowlandBB&T Investment Services, Inc.Park Avenue Securities LLC04-21-2016
William Ralph MumpowerCambridge Investment Research, Inc.Park Avenue Securities LLC$50008-27-2019
Gregory Oneil GarvinCambridge Investment Research, Inc.Park Avenue Securities LLC$50008-27-2019
Thomas Smith Inglesby Jr.Cambridge Investment Research, Inc.Park Avenue Securities LLC08-27-2019
Richard Lane NoelCambridge Investment Research, Inc.Park Avenue Securities LLC08-27-2019
David Lee BurchCambridge Investment Research, Inc.Park Avenue Securities LLC$50005-01-2018
Dalton Neal BoatrightCambridge Investment Research, Inc.Park Avenue Securities LLC05-01-2018
Randall Murray FraserCambridge Investment Research, Inc.Park Avenue Securities LLC$10007-03-2017
Julie A. MatuliaCambridge Investment Research, Inc.Park Avenue Securities LLC08-01-2014
John Harrison Burt Jr.Cambridge Investment Research, Inc.Park Avenue Securities LLC$10006-07-2010
William Franklin DychesCambridge Investment Research, Inc.Park Avenue Securities LLC06-07-2010
Michael B. HousworthEdward JonesPark Avenue Securities LLC01-05-2015
Leon Lamont KearseEquity Services, Inc.Park Avenue Securities LLC01-16-2019
Gordon Leroy Hillegas Jr.Hillegas Safe MoneyPark Avenue Securities LLC09-10-2014
Mark William LanikHornor, Townsend & Kent, LLCPark Avenue Securities LLC$50007-15-2019
JOHN WILEY WILLIAMS JRHornor, Townsend & Kent, LLCPark Avenue Securities LLC$10001-12-2009
Charles Edmond NidaLPL Financial LLCPark Avenue Securities LLC02-10-2014
Edmund Brett NoblesMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC11-30-2016
Michael Patrick CusickMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC$10010-14-2014
Thomas Nolan PendletonNYLIFE Securities LLCPark Avenue Securities LLC09-29-2015
Orrodon Terrell DinkinsOBN Wealth AdvisorsPark Avenue Securities LLC02-14-2017
Henry Paul LevinePrincipal Securities, Inc.Park Avenue Securities LLC08-19-2014
James Franklin ReinhardtPrincipal Securities, Inc.Park Avenue Securities LLC$10007-18-2014
Phillip Allen VancePrincipal Securities, Inc.Park Avenue Securities LLC07-09-2014
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.