Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Smith Inglesby Jr.Cambridge Investment Research, Inc.Park Avenue Securities LLC08-27-2019
Richard Lane NoelCambridge Investment Research, Inc.Park Avenue Securities LLC08-27-2019
Leon Lamont KearseEquity Services, Inc.Park Avenue Securities LLC01-16-2019
Seth Taylor AdamsSagePoint Financial, Inc.Park Avenue Securities LLC08-21-2018
Dalton Neal BoatrightCambridge Investment Research, Inc.Park Avenue Securities LLC05-01-2018
Jason Dwayne ShearerVALIC Financial Advisors, Inc.Park Avenue Securities LLC06-01-2017
Chad M. CurtisBankers Life Securities, Inc.Park Avenue Securities LLC03-17-2017
Michael John SmithThrivent Investment Management Inc.Park Avenue Securities LLC03-07-2017
Orrodon Terrell DinkinsOBN Wealth AdvisorsPark Avenue Securities LLC02-14-2017
Edmund Brett NoblesMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC11-30-2016
Scott D. RowlandBB&T Investment Services, Inc.Park Avenue Securities LLC04-21-2016
Christopher C. BuckleyWaddell & ReedPark Avenue Securities LLC04-08-2016
Thomas Nolan PendletonNYLIFE Securities LLCPark Avenue Securities LLC09-29-2015
John Denny Margeson Jr.SunTrust Investment Services, Inc.Park Avenue Securities LLC09-17-2015
Michael B. HousworthEdward JonesPark Avenue Securities LLC01-05-2015
Michael Patrick CusickMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC10-14-2014
Gordon Leroy Hillegas Jr.Hillegas Safe MoneyPark Avenue Securities LLC09-10-2014
Henry Paul LevinePrincipal Securities, Inc.Park Avenue Securities LLC08-19-2014
Julie A. MatuliaCambridge Investment Research, Inc.Park Avenue Securities LLC08-01-2014
Phillip Allen VancePrincipal Securities, Inc.Park Avenue Securities LLC07-09-2014
Charles Edmond NidaLPL Financial LLCPark Avenue Securities LLC02-10-2014
Edward Francis Goepp Jr.Wela Strategies, Inc.Park Avenue Securities LLC11-08-2012
Lee Ryan BrinsonSilver Oak Securities, IncorporatedPark Avenue Securities LLC08-25-2011
John Harrison Burt Jr.Cambridge Investment Research, Inc.Park Avenue Securities LLC06-07-2010
William Franklin DychesCambridge Investment Research, Inc.Park Avenue Securities LLC06-07-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.