Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda Lou FichterAmeriprise Financial Services, LLCProEquities, Inc.$9508-21-2020
James Henry WhitesidesSilver Oak Securities, IncorporatedProEquities, Inc.03-04-2020
David Lee WhittenGentry Retirement PlannersProEquities, Inc.11-15-2018
Douglas Carroll ShowsDempsey Lord Smith, LLCProEquities, Inc.08-30-2018
Len Broughton Graddy JrCapital Investment Group, Inc.ProEquities, Inc.03-08-2018
Talbert Lamar EdenfieldCapital Investment Group, Inc.ProEquities, Inc.03-08-2018
Scott Anthony BassCapital Investment Group, Inc.ProEquities, Inc.03-08-2018
Frank Lee Arnold SrSecurities America, Inc.ProEquities, Inc.01-29-2018
Clifford William Shirah JrIfs SecuritiesProEquities, Inc.$5001-19-2018
James Alexander WatersPruco Securities, LLC.ProEquities, Inc.07-13-2017
Catherine Mary MathisBerkeley Advisors, Inc.ProEquities, Inc.$2505-18-2017
Eric Todd OwensParkland Securities, LLCProEquities, Inc.02-21-2017
Clinton Brian GalyeanInternational Assets Advisory, LLCProEquities, Inc.01-27-2017
Christopher Paul WebbEdward JonesProEquities, Inc.07-22-2016
Brent Allen CrowderBankers Life Securities, Inc.ProEquities, Inc.04-15-2016
Gertrude Mary PiperAdvisory Services NetworkProEquities, Inc.03-23-2016
David Shelton NewsomeAmeriprise Financial Services, LLCProEquities, Inc.02-29-2016
Adam Kevin FosterTIAA-CREF Individual & Institutional Services, LLCProEquities, Inc.01-13-2015
Edward Tirrell ArmstrongAmeriprise Financial Services, LLCProEquities, Inc.07-29-2014

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.