Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Lee WhittenGentry Retirement PlannersProEquities, Inc.11-15-2018
Donald Keith RenstromAmeriprise Financial Services, Inc.ProEquities, Inc.10-29-2018
Robert Stephens BlairCapital Investment Group, Inc.ProEquities, Inc.$5003-08-2018
Clifford William Shirah Jr.IFS SecuritiesProEquities, Inc.$5001-19-2018
James Alexander WatersPruco Securities, LLC.ProEquities, Inc.$107-13-2017
Catherine Mary MathisBerkeley Advisors, Inc.ProEquities, Inc.05-18-2017
Eric Todd OwensParkland Securities, LLCProEquities, Inc.02-21-2017
Gregory Gerard BonePFS Investments Inc.ProEquities, Inc.09-14-2016
Michael Perron ShoemakerBankers Life Securities, Inc.ProEquities, Inc.05-26-2016
Michael Ryan CunninghamBankers Life Securities, Inc.ProEquities, Inc.05-26-2016
Moira Kathleen ShoemakerBankers Life Securities, Inc.ProEquities, Inc.05-26-2016
Brent Allen CrowderBankers Life Securities, Inc.ProEquities, Inc.04-15-2016
Richard Meyer DresslerWOODSTOCK FINANCIAL GROUP, INC.ProEquities, Inc.04-06-2016
Thomas Jonathan JacksonQuestar Capital CorporationProEquities, Inc.03-04-2016
David Shelton NewsomeAmeriprise Financial Services, Inc.ProEquities, Inc.$102-29-2016
Alan Jay CohnMerrill Lynch, Pierce, Fenner & Smith IncorporatedProEquities, Inc.01-29-2016
John David HarrisAmerican Capital Partners, LLCProEquities, Inc.11-16-2015
Anthony Edward RamboPrincipal Securities, Inc.ProEquities, Inc.10-02-2015
Edward Tirrell ArmstrongAmeriprise Financial Services, Inc.ProEquities, Inc.07-29-2014
Gregory MorganAllstate Financial Services, LLCProEquities, Inc.09-13-2013
Karon GravesDempsey Lord Smith, LLCProEquities, Inc.06-10-2013
Antony Byron BarberPruco Securities, LLC.ProEquities, Inc.10-22-2012
Victoria Lydic KelleyAmeriprise Financial Services, Inc.ProEquities, Inc.06-01-2012
Jesse Neal Shepard Jr.INVEST Financial CorporationProEquities, Inc.12-01-2011
Richard Lee Bartholomew IIWealthcare Capital Management LLCProEquities, Inc.04-23-2010
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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