Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Kevin FosterTIAA-CREF Individual & Institutional Services, LLCProEquities, Inc.01-13-2015
Alan Jay CohnMerrill Lynch, Pierce, Fenner & Smith IncorporatedProEquities, Inc.01-29-2016
Anthony Edward RamboPrincipal Securities, Inc.ProEquities, Inc.10-02-2015
Antony Byron BarberPruco Securities, LLC.ProEquities, Inc.10-22-2012
Brenda Sanders SpeerFSC Securities CorporationProEquities, Inc.06-02-2009
Brent Allen CrowderBankers Life Securities, Inc.ProEquities, Inc.04-15-2016
Catherine Mary MathisBerkeley Advisors, Inc.ProEquities, Inc.$2505-18-2017
Clifford William Shirah Jr.Ifs SecuritiesProEquities, Inc.01-19-2018
David Lee WhittenGentry Retirement PlannersProEquities, Inc.11-15-2018
David Shelton NewsomeAmeriprise Financial Services, LLCProEquities, Inc.02-29-2016
Donald Keith RenstromAmeriprise Financial Services, LLCProEquities, Inc.10-29-2018
Douglas C. ShowsDempsey Lord Smith, LLCProEquities, Inc.08-30-2018
Edward T. ArmstrongAmeriprise Financial Services, LLCProEquities, Inc.07-29-2014
Eric Todd OwensParkland Securities, LLCProEquities, Inc.02-21-2017
Frank Lee Arnold Sr.Securities America, Inc.ProEquities, Inc.$1501-29-2018
Gertrude Mary PiperAdvisory Services NetworkProEquities, Inc.03-23-2016
Gregory Gerard BonePFS Investments Inc.ProEquities, Inc.09-14-2016
Gregory MorganAllstate Financial Services, LLCProEquities, Inc.09-13-2013
James Alexander WatersPruco Securities, LLC.ProEquities, Inc.07-13-2017
James Henry WhitesidesSilver Oak Securities, IncorporatedProEquities, Inc.03-04-2020
Jesse Neal Shepard Jr.INVEST Financial CorporationProEquities, Inc.12-01-2011
John David HarrisAmerican Capital Partners, LLCProEquities, Inc.$5011-16-2015
Karon GravesDempsey Lord Smith, LLCProEquities, Inc.06-10-2013
Len Broughton Graddy Jr.Capital Investment Group, Inc.ProEquities, Inc.$2503-08-2018
Matthew J VailE*TRADE Securities LLCProEquities, Inc.11-29-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.