Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathon Whitacre SanningMML Investors Services, LLCPruco Securities, LLC.01-11-2019
Neil James BuonoTaylor Capital Management Inc.Pruco Securities, LLC.09-26-2018
David Paul FeldsteinMML Investors Services, LLCPruco Securities, LLC.$109-06-2018
Thomas Leon Evans Jr.MML Investors Services, LLCPruco Securities, LLC.08-27-2018
Gregory Allan PetersPrincipal Securities, Inc.Pruco Securities, LLC.07-25-2018
Robert Dale YoungAXA Advisors, LLCPruco Securities, LLC.04-20-2017
Matthew Shannon WilsonINVEST Financial CorporationPruco Securities, LLC.02-22-2017
Larry Craig DennisMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.10-21-2016
Richard Dominic AdamsMetLife Securities Inc.Pruco Securities, LLC.07-20-2016
Nanmei Wong ChinTaylor Capital Management Inc.Pruco Securities, LLC.04-15-2016
Scotty Hendricks Jr.Voya Financial Advisors, Inc.Pruco Securities, LLC.03-09-2016
Esther Bernadette LathamMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.$101-28-2016
Michael Alan Long Sr.ProEquities, Inc.Pruco Securities, LLC.04-10-2015
Sidney C. Riggins Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.$102-05-2015
Julian Maurice PouncyVALIC Financial Advisors, Inc.Pruco Securities, LLC.09-30-2013
Jose Antonio Fernandez Jr.MML Investors Services, LLCPruco Securities, LLC.$102-28-2011
Ted Mcgee RiposaThe Leaders Group, Inc.Pruco Securities, LLC.02-02-2010
Scott Mason Fitzgerald Jr.The Leaders Group, Inc.Pruco Securities, LLC.01-19-2010
Yongja K BaeMetLife Securities Inc.Pruco Securities, LLC.09-22-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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