Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Alan Brocker Sr.Woodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Karl Norman ThomasonWoodbury Financial Services, Inc.Questar Capital Corporation$1003-01-2019
Melvin Harvey LawrenceWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Kaye Adcock MorelandWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Douglas William McCroskeyWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
David Bryant ThompsonWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Alfred Lee DinglerCetera Advisor Networks LLCQuestar Capital Corporation$2502-12-2019
Verena Lamy Brodhead-BuckCetera Advisors LLCQuestar Capital Corporation01-31-2019
Brenda S DozierSummit Brokerage Services, Inc.Questar Capital Corporation$5001-09-2019
William Luther DukeCetera Advisors LLCQuestar Capital Corporation$1401-04-2019
George Michael TuckerFarmers Financial Solutions, LLCQuestar Capital Corporation05-03-2017
Roger Lee Davenport IIBrokers International Financial Services, LLC.Questar Capital Corporation04-07-2017
Aaron Michael VincentVoya Financial Advisors, Inc.Questar Capital Corporation02-18-2016
Donald Morris KowalskyCambridge Investment Research, Inc.Questar Capital Corporation$5012-01-2015
John August Schaars Jr.Cetera Investment Services LLCQuestar Capital Corporation10-01-2015
Adam Patrick LiquoriFSC Securities CorporationQuestar Capital Corporation$1007-25-2012
Robert Joseph Ostapower Jr.LPL Financial LLCQuestar Capital Corporation01-18-2012

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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