Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeff SchultzJanney Montgomery Scott LLCRaymond James & Associates, Inc.$20004-18-2019
Evan Kyle DavisAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$5001-16-2019
Frederick Martin RossStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$5011-02-2018
Hafeez S FazalRegister Financial Associates, Inc.Raymond James & Associates, Inc.11-02-2018
Carl Patrick Carlos Jr.IFS SecuritiesRaymond James & Associates, Inc.$2508-08-2018
Randall Paul MacneillAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$2507-24-2018
Robert Franklin PiersonPierson Wealth ManagementRaymond James & Associates, Inc.04-16-2018
Brian Alexander CarterPierson Wealth ManagementRaymond James & Associates, Inc.03-29-2018
Patrick Gerard KeeganSunTrust Investment Services, Inc.Raymond James & Associates, Inc.05-05-2017
Mark David KopkinStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$15005-04-2017
Scott Robert EnglehardtStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$15005-04-2017
Daniel Edward PeltierIFS SecuritiesRaymond James & Associates, Inc.04-26-2017
Todd Douglas RymanSunTrust Investment Services, Inc.Raymond James & Associates, Inc.$10002-14-2017
Luis Jacob Alayo RieraIFS SecuritiesRaymond James & Associates, Inc.$15002-09-2017
William Andrew Hamilton RhodesSunTrust Investment Services, Inc.Raymond James & Associates, Inc.$10002-08-2017
Carolyn LaroccoLakeview Capital Partners, LLCRaymond James & Associates, Inc.12-18-2015
John Nelson CrookProspera Financial Services, Inc.Raymond James & Associates, Inc.$1008-05-2015
Joseph Yong YiInvestment Professionals, Inc.Raymond James & Associates, Inc.06-01-2015
Matthew Jordan TiffanyHA&W Strategic Partners, LLCRaymond James & Associates, Inc.05-21-2015
Brian Edward WalkerCommonwealth Financial NetworkRaymond James & Associates, Inc.10-14-2014
Travis Michael MccloskeyWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$2410-01-2014
Bruce Harrington CoxStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.09-25-2014
Bradley Winsor SimmonsStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$10007-10-2014
John James MchaleStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$9706-17-2014
Margot Joyce EustaceStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.06-17-2014
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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