Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alissa Wilke WardFifth Third Securities, Inc.Raymond James & Associates, Inc.06-15-2015
Allison Williams DanielsWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.06-02-2020
Andrew Johnson SutherlandWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$4301-25-2016
Anthony Wayne MillerStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.12-03-2019
Bradley Winsor SimmonsStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$10007-10-2014
Brendan Michael BarryTriad Hybrid Solutions, LLCRaymond James & Associates, Inc.08-03-2020
Brent Alexander PhillipsGoldman Sachs & Co.Raymond James & Associates, Inc.04-23-2019
Brian Bennett HendersonThe Keystone Financial Alliance, LLCRaymond James & Associates, Inc.$5010-01-2013
Brian Carter KeachWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.09-03-2020
Carolyn LaroccoLakeview Capital Partners, LLCRaymond James & Associates, Inc.12-18-2015
Christopher H D CooperCharles Schwab & Co., Inc.Raymond James & Associates, Inc.10-10-2018
Don Rowland Roberts IIIFifth Third Securities, Inc.Raymond James & Associates, Inc.$10004-29-2015
Evan Kyle DavisAmeriprise Financial Services, LLCRaymond James & Associates, Inc.01-16-2019
Frederick Martin RossStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$5011-02-2018
Gaines Morris HendersonThe Keystone Financial Alliance, LLCRaymond James & Associates, Inc.$15010-01-2013
Georgia D WorthingtonMorgan StanleyRaymond James & Associates, Inc.10-14-2017
Hafeez S FazalRegister Financial Associates, Inc.Raymond James & Associates, Inc.11-02-2018
James MacaulayE*TRADE Securities LLCRaymond James & Associates, Inc.01-17-2020
Jeffrey Thomas SchultzJanney Montgomery Scott LLCRaymond James & Associates, Inc.$5004-17-2019
Jennifer Fanee ThigpenSingularity Financial Services LLCRaymond James & Associates, Inc.02-26-2020
John Hardin AlexanderKiker Wealth Management, LLCRaymond James & Associates, Inc.09-26-2017
John James MchaleStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$9706-17-2014
John Nelson CrookProspera Financial Services, Inc.Raymond James & Associates, Inc.08-05-2015
John Peter BoosalisWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$5009-03-2020
John Stephen Inman IvWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.$15006-02-2020
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.