Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Todd TurnbullLaSalle St. Securities, LLCSecurities America, Inc.11-28-2017
Patricia Lynn LaramoreLPL Financial LLCSecurities America, Inc.$10010-06-2017
Trent Tyrone SolomonCambridge Investment Research, Inc.Securities America, Inc.10-22-2016
Ray LewisKovack Securities Inc.Securities America, Inc.11-25-2014
Bryan K ScarrattKovack Securities Inc.Securities America, Inc.$2511-03-2014
Marty Wade MitchellIFG Advisory, LLCSecurities America, Inc.08-26-2014
Gregory Brian VanwinkleIFS SecuritiesSecurities America, Inc.10-09-2013
Gregory Scott PaceLPL Financial LLCSecurities America, Inc.09-15-2011
Adrienne Meredith MedlinLPL Financial LLCSecurities America, Inc.08-09-2011
Alvis Ira SearcyLPL Financial LLCSecurities America, Inc.08-09-2011
Angela Rene RehkopLPL Financial LLCSecurities America, Inc.08-09-2011
Cathleen Nash StevensLPL Financial LLCSecurities America, Inc.$27308-09-2011
Connie Sue Weems-ScottLPL Financial LLCSecurities America, Inc.$2208-09-2011
Cynthia Lynn SkaggsLPL Financial LLCSecurities America, Inc.$24808-09-2011
David Hamilton GaynesLPL Financial LLCSecurities America, Inc.$19408-09-2011
David Lee CrewLPL Financial LLCSecurities America, Inc.$17408-09-2011
Gary Frank KlaricLPL Financial LLCSecurities America, Inc.08-09-2011
James Stephen CallahamLPL Financial LLCSecurities America, Inc.08-09-2011
John Newton FranciscoLPL Financial LLCSecurities America, Inc.08-09-2011
Karen Judith LeeLPL Financial LLCSecurities America, Inc.$1,00008-09-2011
Lorie Albert MooreLPL Financial LLCSecurities America, Inc.$108-09-2011
Mark Joseph StevensLPL Financial LLCSecurities America, Inc.$1,00008-09-2011
Michael Patrick CannonLPL Financial LLCSecurities America, Inc.$15008-09-2011
Patrick Ronald WrennLPL Financial LLCSecurities America, Inc.$26608-09-2011
Paul Reviere Peeler Jr.LPL Financial LLCSecurities America, Inc.$20508-09-2011
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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