Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Thomas DoyleBenchmark Investments, Inc.Securities America, Inc.10-04-2019
Craig Jeffrey JenningsBluePath Capital Management, LLCSecurities America, Inc.02-14-2020
Douglas James StefaniniCambridge Investment Research, Inc.Securities America, Inc.$25003-01-2011
Kathy Michelle KeadleIndependent Financial Group, LLCSecurities America, Inc.$5010-28-2015
Megan L McMillanIndependent Financial Group, LLCSecurities America, Inc.10-28-2015
Ray LewisKovack Securities Inc.Securities America, Inc.11-25-2014
Robert Todd TurnbullLaSalle St Securities, L.L.C.Securities America, Inc.11-28-2017
Donald PatrickLPL Financial LLCSecurities America, Inc.08-10-2011
Chris Brian FletcherLPL Financial LLCSecurities America, Inc.$2504-16-2020
Gregory Scott PaceLPL Financial LLCSecurities America, Inc.09-15-2011
Michael Patrick CannonLPL Financial LLCSecurities America, Inc.$15008-09-2011
Karen Judith LeeLPL Financial LLCSecurities America, Inc.$1,00008-09-2011
Connie Sue Weems-ScottLPL Financial LLCSecurities America, Inc.$2208-09-2011
Paul Reviere Peeler JrLPL Financial LLCSecurities America, Inc.$20508-09-2011
David Hamilton GaynesLPL Financial LLCSecurities America, Inc.$19408-09-2011
Mark Joseph StevensLPL Financial LLCSecurities America, Inc.$1,00008-09-2011
Cathleen Nash StevensLPL Financial LLCSecurities America, Inc.$27308-09-2011
Lorie Albert MooreLPL Financial LLCSecurities America, Inc.08-09-2011
David Lee CrewLPL Financial LLCSecurities America, Inc.$17408-09-2011
Patrick Jude HincheyLPL Financial LLCSecurities America, Inc.$5008-09-2011
Richard John LombardiLPL Financial LLCSecurities America, Inc.$19208-09-2011
Paul Albin SmithLPL Financial LLCSecurities America, Inc.$2508-09-2011
Cynthia Lynn SkaggsLPL Financial LLCSecurities America, Inc.$24808-09-2011
Temp Sessoms Davis IVLPL Financial LLCSecurities America, Inc.08-09-2011
Patrick Ronald WrennLPL Financial LLCSecurities America, Inc.$26608-09-2011
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.