Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Twain AveryMorgan StanleySecurities America, Inc.08-10-2009
David S. Elder Jr.Merit Financial AdvisorsSecurities America, Inc.12-21-2009
James Baker Russell IIILPL Financial LLCSecurities America, Inc.$10012-06-2010
Rick Lee KentLPL Financial LLCSecurities America, Inc.$50012-06-2010
Amelia B. WoodLPL Financial LLCSecurities America, Inc.$50012-06-2010
Todd Hoyt HicksAllegiance Retirement Solutions, Inc.Securities America, Inc.02-22-2011
Douglas James StefaniniLongView Wealth ManagementSecurities America, Inc.03-01-2011
William Bernard SpaldingBill Spalding Wealth ManagementSecurities America, Inc.04-21-2011
Seth KovenskyLPL Financial LLCSecurities America, Inc.$10007-11-2011
Richard Warner HoltRoyal Alliance Associates, Inc.Securities America, Inc.$50007-21-2011
James Kevin GarrettLPL Financial LLCSecurities America, Inc.$25007-28-2011
Mark Joseph StevensLPL Financial LLCSecurities America, Inc.$10008-09-2011
Cathleen Nash StevensLPL Financial LLCSecurities America, Inc.$10008-09-2011
ANGELA RENE REHKOPLPL Financial LLCSecurities America, Inc.$17108-09-2011
David Lee CrewLPL Financial LLCSecurities America, Inc.$17408-09-2011
Michael Patrick CannonLPL Financial LLCSecurities America, Inc.$17808-09-2011
Richard John LombardiLPL Financial LLCSecurities America, Inc.$19208-09-2011
Paul Reviere Peeler Jr.LPL Financial LLCSecurities America, Inc.$20508-09-2011
John Newton FranciscoLPL Financial LLCSecurities America, Inc.$25008-09-2011
Alvis Ira SearcyLPL Financial LLCSecurities America, Inc.$25008-09-2011
Connie Sue Weems-ScottLPL Financial LLCSecurities America, Inc.$25008-09-2011
Cynthia Lynn SkaggsLPL Financial LLCSecurities America, Inc.$25008-09-2011
Patrick Ronald WrennLPL Financial LLCSecurities America, Inc.$26608-09-2011
Sandra Ann SalemLPL Financial LLCSecurities America, Inc.$29708-09-2011
Karen Judith LeeLPL Financial LLCSecurities America, Inc.$50008-09-2011
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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