Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrienne M. MedlinLPL Financial LLCSecurities America, Inc.08-09-2011
Alvis Ira SearcyLPL Financial LLCSecurities America, Inc.$2508-09-2011
Amelia B. WoodLPL Financial LLCSecurities America, Inc.12-06-2010
Angela Rene RehkopLPL Financial LLCSecurities America, Inc.08-09-2011
Bryan K. ScarrattKovack Securities Inc.Securities America, Inc.11-03-2014
Cathleen Nash StevensLPL Financial LLCSecurities America, Inc.08-09-2011
Christopher Thomas DoyleBenchmark Investments, Inc.Securities America, Inc.10-04-2019
Connie Sue Weems-ScottLPL Financial LLCSecurities America, Inc.$2508-09-2011
Craig Jeffrey JenningsBluePath Capital Management, LLCSecurities America, Inc.02-14-2020
Cynthia Lynn SkaggsLPL Financial LLCSecurities America, Inc.08-09-2011
David Hamilton GaynesLPL Financial LLCSecurities America, Inc.$5008-09-2011
David Lee CrewLPL Financial LLCSecurities America, Inc.08-09-2011
David S. Elder Jr.LPL Financial LLCSecurities America, Inc.12-06-2010
Douglas James StefaniniCambridge Investment Research, Inc.Securities America, Inc.03-01-2011
Gary Frank KlaricLPL Financial LLCSecurities America, Inc.08-09-2011
Gregory Brian VanwinkleIfs SecuritiesSecurities America, Inc.10-09-2013
Gregory Scott PaceLPL Financial LLCSecurities America, Inc.09-15-2011
James Baker Russell IIILPL Financial LLCSecurities America, Inc.12-06-2010
James Kevin GarrettLPL Financial LLCSecurities America, Inc.07-28-2011
James Stephen CallahamLPL Financial LLCSecurities America, Inc.08-09-2011
John Newton FranciscoLPL Financial LLCSecurities America, Inc.$2508-09-2011
Karen Judith LeeLPL Financial LLCSecurities America, Inc.08-09-2011
Kathy Michelle KeadleIndependent Financial Group, LLCSecurities America, Inc.$5010-28-2015
Lorie Albert MooreLPL Financial LLCSecurities America, Inc.$5008-09-2011
Mark Joseph StevensLPL Financial LLCSecurities America, Inc.$1008-09-2011
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.