Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark H ShamesEdward JonesSunTrust Advisory Services, Inc.$1,00011-22-2019
Susanne Ruth PesterfieldLPL Financial LLCSunTrust Advisory Services, Inc.11-21-2019
Thomas D Ryan JrRaymond James Financial Services, Inc.SunTrust Advisory Services, Inc.$10009-20-2019
Christopher Michael RayRaymond James Financial Services, Inc.SunTrust Advisory Services, Inc.09-20-2019
Wesley Kinross PondAsset Preservation Advisors IncSunTrust Advisory Services, Inc.07-31-2019
Timothy Thomas DoughertyBay Colony AdvisorsSunTrust Advisory Services, Inc.$15008-31-2018
Scott PicquetMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Advisory Services, Inc.$5007-13-2018
John Ron Woodford JrSynovus Securities, Inc.SunTrust Advisory Services, Inc.$15006-11-2018
Lirime McguireSynovus Securities, Inc.SunTrust Advisory Services, Inc.06-11-2018
Erin Jernigan KruegerRaymond James Financial Services, Inc.SunTrust Advisory Services, Inc.04-27-2018
John Andrews FlippenRaymond James Financial Services, Inc.SunTrust Advisory Services, Inc.$5004-27-2018
Michael Jeremy HobbsRaymond James Financial Services, Inc.SunTrust Advisory Services, Inc.04-27-2018
Jonathan A HouseRaymond James Financial Services, Inc.SunTrust Advisory Services, Inc.$15004-27-2018
Robert Brian KernsMorgan StanleySunTrust Advisory Services, Inc.03-27-2018
Robert Randall Pace JrBB&T Securities, LLCSunTrust Advisory Services, Inc.10-10-2017
William Howard KeatonRaymond James & Associates, Inc.SunTrust Advisory Services, Inc.09-22-2017
Kristen Beth MurphyRaymond James & Associates, Inc.SunTrust Advisory Services, Inc.09-22-2017
Jeretha Harvey PetersWells Fargo Clearing Services, LLCSunTrust Advisory Services, Inc.09-18-2017
Michael Todd HoffmanBB&T Securities, LLCSunTrust Advisory Services, Inc.$2506-02-2017
Harry Alexander Mullen IIILPL Financial LLCSunTrust Advisory Services, Inc.05-19-2017
Gene Dale PerkinsSynovus Securities, Inc.SunTrust Advisory Services, Inc.05-03-2017
Shane Monquel SpellsLPL Financial LLCSunTrust Advisory Services, Inc.04-24-2017
Robert Wayne MartinLPL Financial LLCSunTrust Advisory Services, Inc.$5004-06-2017
Harry Dekle VannAllen, Mooney & Barnes Brokerage Services, LLCSunTrust Advisory Services, Inc.$15004-01-2017
Charles Harris LoweCapital Investment Advisors, LLCSunTrust Advisory Services, Inc.01-06-2017
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.