Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Derek Rudolf D'AlonzoAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.08-24-2017
Michael Todd HoffmanBB&T Securities, LLCSunTrust Investment Services, Inc.$5006-02-2017
John Maynard BolenCambridge Investment Research, Inc.SunTrust Investment Services, Inc.$5008-25-2017
Lee Byron StebbinsCambridge Investment Research, Inc.SunTrust Investment Services, Inc.$2508-25-2017
Neil M. ReemsCetera Investment Services LLCSunTrust Investment Services, Inc.07-31-2013
Jeffrey David RickettDempsey Lord Smith, LLCSunTrust Investment Services, Inc.$10007-01-2015
Ashley Corbin DentFifth Third Securities, Inc.SunTrust Investment Services, Inc.02-12-2018
Lisa Bauer PaucarFirst Allied Securities, Inc.SunTrust Investment Services, Inc.$2504-02-2015
Alfred Ponder Jr.HD Vest Investment ServicesSunTrust Investment Services, Inc.04-29-2016
Andrew James HillHighTower Securities, LLCSunTrust Investment Services, Inc.08-18-2017
Harry Alexander Mullen IIIIFG Advisory, LLCSunTrust Investment Services, Inc.05-19-2017
Shane Monquel SpellsLPL Financial LLCSunTrust Investment Services, Inc.04-24-2017
Steve Eric WardLPL Financial LLCSunTrust Investment Services, Inc.$5003-30-2017
Lisa Lynn DisneyLPL Financial LLCSunTrust Investment Services, Inc.09-20-2013
Jeffrey Thomas JonesLPL Financial LLCSunTrust Investment Services, Inc.$10009-16-2013
Sonia Claudia Barbalho CrumplerMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.$1,00011-09-2018
Juan Carlos CastilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.08-03-2016
Bradley Paul CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.09-27-2013
Becky SkinnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.04-27-2012
Raluca Bighiu LitvakMorgan StanleySunTrust Investment Services, Inc.07-01-2011
John Daniel GibbsNorthwestern Mutual Investment Services, LLCSunTrust Investment Services, Inc.07-26-2018
John Eugene BishopRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$1005-18-2017
Jeffery Scott FehrmanRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.07-17-2009
Karen Strickland StewartRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.07-17-2009
William B. CaywoodRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.07-17-2009
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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