Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronnie Gene BrownWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-15-2019
Justin Pace RyanRockefeller Financial LLCUBS Financial Services Inc.12-07-2018
Thomas Lane EppersonRockefeller Financial LLCUBS Financial Services Inc.$10012-07-2018
William Johnston DarbyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.12-04-2018
Theodore Ronald MeihoferRaymond James & Associates, Inc.UBS Financial Services Inc.$1011-30-2018
Perry Martin HolcombeRaymond James & Associates, Inc.UBS Financial Services Inc.09-14-2018
Timothy Martin HolcombeRaymond James & Associates, Inc.UBS Financial Services Inc.$10009-14-2018
John David WilliamsStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.07-02-2018
Stacy Stewart HowlinAXA Advisors, LLCUBS Financial Services Inc.08-31-2017
Kenneth Scott WingerterWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-12-2017
Deanna Leigh Suarez1776 Wealth LLCUBS Financial Services Inc.03-10-2017
Sean David O'Toole1776 Wealth LLCUBS Financial Services Inc.03-10-2017
Jay Laird GriffinCetera Investment Services LLCUBS Financial Services Inc.02-03-2017
Jeffrey Johnston BuiceMain Street Financial Solutions, LLCUBS Financial Services Inc.10-24-2016
Jonathan Marc SeidelAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5008-05-2016
Todd Christopher WigginsOppenheimer & Co. Inc.UBS Financial Services Inc.$105-03-2016
Christopher Joseph WennerPeachCap Securities, Inc.UBS Financial Services Inc.04-29-2016
William George DavisAmeriprise Financial Services, Inc.UBS Financial Services Inc.04-01-2016
Robert Santos CastanedaWilliam BlairUBS Financial Services Inc.$15001-06-2016
Carla WrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1007-31-2015
Kathleen Anne Wray BazazJ.P. Morgan Securities LLCUBS Financial Services Inc.06-10-2015
Samantha Hodge MayfieldCambridge Investment Research, Inc.UBS Financial Services Inc.05-18-2015
Lisa N LubarMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-25-2015
David Taylor MillsMorgan StanleyUBS Financial Services Inc.$10003-20-2015
Ronald Nathaniel WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$20012-15-2014
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Showing 1 to 25 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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