Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Krystall L SanfordAmeriprise Financial Services, LLCUBS Financial Services Inc.09-03-2020
Evan FishmanMorgan StanleyUBS Financial Services Inc.$10006-22-2020
Gregory Keith LoweryStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.06-19-2020
James Harold BurkMorgan StanleyUBS Financial Services Inc.03-02-2020
Lisa Marie LimeTriad Hybrid Solutions, LLCUBS Financial Services Inc.$5011-04-2019
Matthew Ryan MolnarRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$5011-01-2019
Anthony Nicholas FreemanWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-30-2019
Grey Marshall DuddlestonMorgan StanleyUBS Financial Services Inc.06-14-2019
Jonathan Matthew ByrdMorgan StanleyUBS Financial Services Inc.06-14-2019
Jonathan Edward BrinsonMorgan StanleyUBS Financial Services Inc.06-14-2019
Steven Wayne Naylor IIRaymond James & Associates, Inc.UBS Financial Services Inc.06-04-2019
Alexandria Maria RasinWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-15-2019
Ronnie Gene BrownWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-15-2019
David Kritzer Christopher CastellawJPMorgan Chase & Co.UBS Financial Services Inc.02-01-2019
David KritzerJ.P. Morgan Securities LLCUBS Financial Services Inc.$15002-01-2019
Christopher Lewis CastellawJ.P. Morgan Securities LLCUBS Financial Services Inc.$25102-01-2019
Thomas Epperson Justin P RyanRockefeller Financial LLCUBS Financial Services Inc.$2,00012-07-2018
Thomas Lane EppersonRockefeller Financial LLCUBS Financial Services Inc.12-07-2018
Justin Pace RyanRockefeller Financial LLCUBS Financial Services Inc.12-07-2018
Travis Joel TidwellRockefeller Financial LLCUBS Financial Services Inc.$5012-07-2018
Thomas Casey StampsRockefeller Financial LLCUBS Financial Services Inc.$1,00012-07-2018
Bill DarbyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$7812-04-2018
William Johnston DarbyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.12-04-2018
Theodore Ronald MeihoferRaymond James & Associates, Inc.UBS Financial Services Inc.11-30-2018
Timothy Holcomb Perry HolcombRaymond JamesUBS Financial Services Inc.$11909-14-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.