Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean David O'Toole1776 Wealth LLCUBS Financial Services Inc.$10003-10-2017
Deanna Leigh Suarez1776 Wealth LLCUBS Financial Services Inc.03-10-2017
Jonathan Marc SeidelAmeriprise Financial Services, LLCUBS Financial Services Inc.$5008-05-2016
William George DavisAmeriprise Financial Services, LLCUBS Financial Services Inc.04-01-2016
Gary A. JonesAmeriprise Financial Services, LLCUBS Financial Services Inc.06-12-2009
Marc LevenAprio Wealth Management, LLCUBS Financial Services Inc.07-29-2019
Stacy S. HowlinAXA Advisors, LLCUBS Financial Services Inc.08-31-2017
Jonathan H. PakulaBarclays Capital Inc.UBS Financial Services Inc.05-02-2011
Prashanth A. ChintanapalliBarclays Capital Inc.UBS Financial Services Inc.10-29-2010
Hunter Steven HammBarclays Capital Inc.UBS Financial Services Inc.10-29-2010
William Thomas PairBarclays Capital Inc.UBS Financial Services Inc.09-24-2010
Cort Alan HaberBerman Capital Advisors, LLCUBS Financial Services Inc.02-08-2017
Frieda Julia RakhmanBessemer Investor Services, Inc.UBS Financial Services Inc.09-20-2013
Samantha Hodge MayfieldCambridge Investment Research, Inc.UBS Financial Services Inc.$1005-18-2015
Robert Rose ZerdenCitigroup Global Markets Inc.UBS Financial Services Inc.$2503-01-2009
Hemant Manubhai NaranCitigroup Global Markets Inc.UBS Financial Services Inc.03-01-2009
Elizabeth G. DavisCitigroup Global Markets Inc.UBS Financial Services Inc.03-01-2009
C N VenkateshCN Wealth Management, LLCUBS Financial Services Inc.07-24-2009
Mark Douglas SullivanCredit Suisse Securities (USA) LLCUBS Financial Services Inc.11-11-2010
Michael Christopher RaissisE*TRADE Securities LLCUBS Financial Services Inc.$10007-18-2011
Carolyn Elizabeth SmithGoldman Sachs & Co.UBS Financial Services Inc.$15005-31-2013
David Gere KritzerJ.P. Morgan Securities LLCUBS Financial Services Inc.$15002-01-2019
Christopher Lewis CastellawJ.P. Morgan Securities LLCUBS Financial Services Inc.$25102-01-2019
James Earl Hilderbrandt Jr.J.P. Morgan Securities LLCUBS Financial Services Inc.07-19-2018
John Dwyer MinsonJ.P. Morgan Securities LLCUBS Financial Services Inc.$29111-30-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.