Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Howard SheldonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-30-2010
Alexandria Maria RasinWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-15-2019
Anthony Nicholas FreemanWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-30-2019
Bill DarbyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$7812-04-2018
Brett Anderson PeavyMorgan StanleyUBS Financial Services Inc.$10012-01-2014
Brian G JenkinsJ.P. Morgan Securities LLCUBS Financial Services Inc.$27804-20-2011
C N VenkateshCN Wealth Management, LLCUBS Financial Services Inc.07-24-2009
Carla WrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-31-2015
Carolyn Elizabeth SmithGoldman Sachs & Co.UBS Financial Services Inc.05-31-2013
Christopher Curtis GabrielMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-20-2009
Christopher Lewis CastellawJ.P. Morgan Securities LLCUBS Financial Services Inc.$25102-01-2019
David KritzerJ.P. Morgan Securities LLCUBS Financial Services Inc.$15002-01-2019
David Kritzer Christopher CastellawJPMorgan Chase & Co.UBS Financial Services Inc.02-01-2019
David Taylor MillsMorgan StanleyUBS Financial Services Inc.$10003-20-2015
Donette Thandi CorleySunTrust Investment Services, Inc.UBS Financial Services Inc.01-26-2011
Edwin Everett PuriJ.P. Morgan Securities LLCUBS Financial Services Inc.08-02-2013
Evan FishmanMorgan StanleyUBS Financial Services Inc.$10006-22-2020
Franklin E DeemsLPL Financial LLCUBS Financial Services Inc.$704-15-2009
Fred L WeingartMorgan StanleyUBS Financial Services Inc.$2011-01-2011
Gita NarayananMorgan StanleyUBS Financial Services Inc.05-02-2014
Gordon Louis MonroeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5011-13-2009
Graham Houston MartinMorgan StanleyUBS Financial Services Inc.$5011-13-2009
Gregory Keith LoweryStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.06-19-2020
Grey Marshall DuddlestonMorgan StanleyUBS Financial Services Inc.06-14-2019
Hollis Thruston HoukStephensUBS Financial Services Inc.$1,00006-05-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.